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1849 Cherry St. Unit 16, Louisville, CO 80027 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-03 |
| CO | RA | APPROVED | 2022-12-22 |
Branch Locations
1849 Cherry St. Unit 16, Louisville, CO 80027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Louisville | CO | 02/2002 | 11/2017 |
| Lpl Financial Llc | Louisville | CO | 11/2017 | Present |
| Varra Wealth Management Llc | Louisville | CO | 12/2022 | Present |
1. 11/29/2017 - ARAS Holdings LLC - Not Investment Related - 1400 MAIN STREET STE 101, LOUISVILLE CO 80027 - Real Estate Rental - CO-OWNER - Start Date 1/1/2016 - 2 Hours Per Month. 2. 11/29/2017 - VARRA FINANCIAL ASSOCIATES, LTD - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Owner / Branch Manager / Financial Advisor - Start Date 3/27/2006. 3. 11/29/2017 - VARRA FINANCIAL ASSOCIATES, LTD - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - PRESIDENT/AGENT - Start Date 5/01/2017 - 20 Hours Per Month - LIFE INSURANCE, LTC, FIXED ANNUITIES. 4. 4/21/2020 - Main St. Arbitrage - Investment Related - Location/Address: Unknown until purchase of building or office space. - Real Estate Rental - Started 10/29/2019 - LLC to hold real estate property that will house Varra Financial. 5. 2/24/2023 - Varra Wealth Management LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 12/22/2022 - 100 Hours Per Month/100 Hours During Securities Trading - I provide investment advisory services through Varra Wealth Management LLC, an independent investment advisor firm. I started this business activity in 12/2022. I expect to spend approximately 100hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 03/05/2024 - Varra Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/23/2023 - 0 Hours Per Month/ 0 Hours During Trading 7. 03/16/2026 - Noble Treasures - Outside/W-2 Employment - Not Investment Related - Lafayette, CO - Start Date 03/16/2026 - 12 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-09-28 |
| S63 | Uniform Securities Agent State Law Examination | 2007-08-14 |
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