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6312 S Fiddlers Green Circle Suite 300E, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2020-01-09 |
Branch Locations
6312 S Fiddlers Green Circle Suite 300E, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2006 | 11/2019 |
| Northwestern Mutual Investment Services, Llc | Englewood | CO | 08/2009 | 11/2019 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 07/2013 | 11/2019 |
| Peak Financial Guidance Llc | Parker | CO | 11/2019 | Present |
1. BUFFALO PEAKS, LLC, INVESTMENT RELATED: YES, PARKER, COLORADO, INSURANCE, MANAGING PRINCIPAL, SEPTEMBER 2019, 6 HOURS PER MONTH DURING, ALL DURING TRADING HOURS, SALES OF INSURANCE PRODUCTS. 2. 80449, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 03/06/2018, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, RENTING MY CABIN ON AIR BNB AND VRBO FOR SHORT TERM RENTAL INCOME
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2007-09-27 |
| S66 | Uniform Combined State Law Examination | 2002-05-30 |
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