Nicolas Montgomery

Current Employers

Employment History

• 11/2010 → 08/2019
  Seaport Group Europe
  Austin, TX
• 01/2014 → 08/2019
  Seaport Global Holdings Llc
  New York, NY
• 04/2011 → 08/2019
  Seaport Financial Group Llp
  London
• 04/2011 → 08/2019
  Seaport Group Securities (Europe) Llp
  London
• 09/2014 → 08/2019
  Seaport Global Securities Llc
  New York, NY
• 03/2019 → Present
  Park Walk Investments Llc
  Austin, TX
• 08/2019 → Present
  Park Walk Europe Llp
  London
• 05/2019 → Present
  Park Walk Capital Markets, Llc
  Austin, TX

Previous Registrations

• 2019-12-17 → 2021-12-31
  Park Walk Investments Llc
  Austin, TX
• 2022-01-21 → 2021-12-31
  Park Walk Investments Llc
  Austin, TX

Other Businesses

NAME OF BUSINESS: PARK WALK EUROPE LLP (FORMERLY SEAPORT EUROPE LOAN PRODUCTS LLP & AMIAS BERMAN & CO LLP) INVESTMENT RELATED: YES ADDRESS: 17 HANOVER SQUARE, LONDON, W1S 1BN NATURE OF BUSINESS: FSA REGISTERED AFFILIATED BROKER/DEALER POSITION: DIRECTOR START DATE: 8/5/2019 APPROXIMATE NUMBER OF HRS./MOS. DEVOTED: 80 APPROXIMATE NUMBER OF HRS./MOS DEVOTED DURING TRADING HRS. : 80 DUTIES: SALES/TRADING/BUILD-OUT COMPENSATION: COMMISSION NAME OF BUSINESS: PARK WALK LTD INVESTMENT RELATED: YES ADDRESS: 17 HANOVER SQUARE, LONDON, W1S 1BN NATURE OF BUSINESS: INVESTMENTS POSITION/TITLE: DIRECTOR START DATE: 9/2015 APPROXIMATE NUMBER OF HRS./MOS. DEVOTED: NOT APPLICABLE APPROXIMATE NUMBER OF HRS./MOS DEVOTED DURING TRADING HRS.: NOT APPLICABLE DUTIES: OWNER OF PARK WALK EUROPE LLP COMPENSATION: NONE NAME OF BUSINESS: PARK WALK LLC INVESTMENT RELATED: YES ADDRESS: 1250 S. CAPITAL OF TX HWY., BLDG. 3-STE. 400, AUSTIN, TX 78746 NATURE OF BUSINESS: INVESTMENTS POSITION/TITLE: MANAGING MEMBER START DATE: 05/2019 APPROXIMATE NUMBER OF HRS./MOS. DEVOTED: NOT APPLICABLE APPROXIMATE NUMBER OF HRS./MOS DEVOTED DURING TRADING HRS.: NOT APPLICABLE DUTIES: OWNER OF PARK WALK CAPITAL MARKETS, LLC COMPENSATION: NOT APPLICABLE NAME OF BUSINESS: PARK WALK INVESTMENTS LLC INVESTMENT RELATED: YES ADDRESS: 1250 S. CAPITAL OF TX HWY., BLDG. 3-STE. 400, AUSTIN, TX 78746 NATURE OF BUSINESS: IN PROCESS OF BECOMING RIA POSITION/TITLE: OWNER START DATE: 03/2019 APPROXIMATE NUMBER OF HRS./MOS. DEVOTED: 4 APPROXIMATE NUMBER OF HRS./MOS DEVOTED DURING TRADING HRS.: 0 DUTIES: MANAGE LICENSING AND BUILD-OUT COMPENSATION: NONE NAME OF BUSINESS: SW10 CREDIT OPPORTUNITIES LLC INVESTMENT RELATED: YES ADDRESS: 1250 S. CAPITAL OF TX HWY., BLDG. 3-STE. 400, AUSTIN, TX 78746 NATURE OF BUSINESS: OWNERSHIP OF INVESTMENTS POSITION/TITLE: DIRECTOR START DATE: 03/2022 APPROXIMATE NUMBER OF HRS./MOS. DEVOTED: 1 APPROXIMATE NUMBER OF HRS./MOS DEVOTED DURING TRADING HRS.: 1 DUTIES: IDENTIFY PERIODIC INVESTMENTS NAME OF BUSINESS: PARK WALK CREDIT PARTHERS LLC INVESTMENT RELATED: YES ADDRESS: 1250 S. CAPITAL OF TX HWY., BLDG. 3-STE. 400, AUSTIN, TX 78746 NATURE OF BUSINESS: PURCHASE OF OPPORTUNISTIC INVESTMENTS POSITION/TITLE: DIRECTOR START DATE: 04/2020 APPROXIMATE NUMBER OF HRS./MOS. DEVOTED: 5 APPROXIMATE NUMBER OF HRS./MOS DEVOTED DURING TRADING HRS.: 5 DUTIES: IDENTIFY POTENTIAL INVESTMENTS

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-12-02
• S63 Uniform Securities Agent State Law Examination
  2002-01-09

Other Names

• Nicolas Ryan Montgomery