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12020 Shamrock Plaza Suite 100, Omaha, NE 68154 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-03-29 |
| NE | RA | APPROVED | 2020-11-06 |
Branch Locations
12020 Shamrock Plaza Suite 100, Omaha, NE 68154 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Omaha | NE | 04/2019 | 02/2023 |
| Convergence Network | Omaha | NE | 10/2018 | Present |
| Insurance Design Management | Omaha | NE | 04/2017 | 09/2018 |
| Massmutual | Omaha | NE | 05/2007 | 03/2017 |
| Continuum Financial | Omaha | NE | 05/2019 | 01/2021 |
| Convergence Wealth | Omaha | NE | 11/2020 | Present |
***Convergence Network Position: Own/Manage Nature: Insurance and Marketing Investment Related: No Hours: 150 Securities Trading Hours: 120 Start Date: 10/12/2018 Address: 12020 Shamrock Plaza, Suite 100, Omaha NE 68154 ***FINANCIAL EDUCATION COLLABORATIVE POSITION: Executive Director NATURE: Financial Education Program Assistance INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 02/14/2019 ADDRESS: 12020 Shamrock Plz, Suite 200, Omaha NE 68154, United States DESCRIPTION: Help plan, coordinate, and host education workshops at Universities and libraries as a volunteer and board member. ***CONVERGENCE WEALTH, LLC POSITION: Partner & Advisor NATURE: Advisory Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 140 START DATE: 11/06/2020 ADDRESS: 12020 Shamrock Plaza, Suite 100, Omaha NE 68154, United States DESCRIPTION: Provide financial planning and investment advisory services.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-05-11 |
| S65 | Uniform Investment Adviser Law Examination | 2018-12-03 |
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