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Andrew John Wacker

Convergence Advisory Group

Omaha, NE

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Current Employers
Convergence Advisory Group

12020 Shamrock Plaza Suite 100, Omaha, NE 68154 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-03-29
NE RA APPROVED 2020-11-06
  • TX RA
    APPROVED_RES
    Since 2023-03-29
  • NE RA
    APPROVED
    Since 2020-11-06

Branch Locations

12020 Shamrock Plaza Suite 100, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc. Omaha NE 04/2019 02/2023
Convergence Network Omaha NE 10/2018 Present
Insurance Design Management Omaha NE 04/2017 09/2018
Massmutual Omaha NE 05/2007 03/2017
Continuum Financial Omaha NE 05/2019 01/2021
Convergence Wealth Omaha NE 11/2020 Present
  • 04/2019 → 02/2023
    Securities America, Inc.
    Omaha, NE
  • 10/2018 → Present
    Convergence Network
    Omaha, NE
  • 04/2017 → 09/2018
    Insurance Design Management
    Omaha, NE
  • 05/2007 → 03/2017
    Massmutual
    Omaha, NE
  • 05/2019 → 01/2021
    Continuum Financial
    Omaha, NE
  • 11/2020 → Present
    Convergence Wealth
    Omaha, NE
Previous Registrations
Other Businesses

***Convergence Network Position: Own/Manage Nature: Insurance and Marketing Investment Related: No Hours: 150 Securities Trading Hours: 120 Start Date: 10/12/2018 Address: 12020 Shamrock Plaza, Suite 100, Omaha NE 68154 ***FINANCIAL EDUCATION COLLABORATIVE POSITION: Executive Director NATURE: Financial Education Program Assistance INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 02/14/2019 ADDRESS: 12020 Shamrock Plz, Suite 200, Omaha NE 68154, United States DESCRIPTION: Help plan, coordinate, and host education workshops at Universities and libraries as a volunteer and board member. ***CONVERGENCE WEALTH, LLC POSITION: Partner & Advisor NATURE: Advisory Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 140 START DATE: 11/06/2020 ADDRESS: 12020 Shamrock Plaza, Suite 100, Omaha NE 68154, United States DESCRIPTION: Provide financial planning and investment advisory services.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-05-11
S65 Uniform Investment Adviser Law Examination 2018-12-03
  • S63 Uniform Securities Agent State Law Examination
    2019-05-11
  • S65 Uniform Investment Adviser Law Examination
    2018-12-03

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