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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2016-01-05
  • VA RA
    APPROVED
    Since 2016-01-05

Branch Locations

East Shore 1 100 Eastshore Drive, Suite 300, Glen Allen, VA 23059 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Inc. Glen Allen VA 02/2002 Present
Mass Mutual Life Insurance Company Glen Allen VA 01/2002 Present
  • 02/2002 → Present
    Mml Investors Services, Inc.
    Glen Allen, VA
  • 01/2002 → Present
    Mass Mutual Life Insurance Company
    Glen Allen, VA
Other Businesses

(1) NAME: THOMPSON FINANCIAL SERVICES, LLC INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: PASS THROUGH LLC POSITION: SOLE MEMBER START DATE: 01/19/2023 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 5 DESCRIBE DUTIES: TRACKING OF EXPENSES AND REVENUE; PAYING BILLS (2) NAME: FINANCIAL GROUP OF VIRGINIA, INV REL: Y, ADD: 100 EASTSHORE DRIVE, SUITE 300, GLEN ALLEN, VA 23059 NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER, START DATE: 01/01/2008, NO. HR/MO: 5, NO. HR/MO DURING SEC TRADING: 5, DUTIES: GROUP HEALTH, GROUP DISABILITY, GROUP LIFE (3) NAME: THE COLLECTIVE WEALTH MANAGEMENT, LLC INV REL: Y ADDR: 100 EASTSHORE DRIVE, SUITE 300, GLEN ALLEN, VA 23059 NATURE: DBA FOR FINANCIAL SERVICES, INSURANCE, AND ADVISORY PRACTICE POSITION: OWNER/MANAGING PARTNER, FINANCIAL ADVISOR START DATE: 10/27/2025 NO. HR/MO: 200 NO. HR/MO DURING SEC TRADING: 160 DUTIES: PROVIDING ADVICE, GUIDANCE, AND ACCESS TO FINANCIAL OPTIONS TO CLIENTS. ASSISTING WITH ADMINISTRATIVE MANAGEMENT OF THE DBA

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-11-23
S63 Uniform Securities Agent State Law Examination 2002-03-19
  • S65 Uniform Investment Adviser Law Examination
    2015-11-23
  • S63 Uniform Securities Agent State Law Examination
    2002-03-19

View on SEC IAPD

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