Best Investors
Account
Sign in
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2016-01-05 |
Branch Locations
East Shore 1 100 Eastshore Drive, Suite 300, Glen Allen, VA 23059 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Inc. | Glen Allen | VA | 02/2002 | Present |
| Mass Mutual Life Insurance Company | Glen Allen | VA | 01/2002 | Present |
(1) NAME: THOMPSON FINANCIAL SERVICES, LLC INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: PASS THROUGH LLC POSITION: SOLE MEMBER START DATE: 01/19/2023 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 5 DESCRIBE DUTIES: TRACKING OF EXPENSES AND REVENUE; PAYING BILLS (2) NAME: FINANCIAL GROUP OF VIRGINIA, INV REL: Y, ADD: 100 EASTSHORE DRIVE, SUITE 300, GLEN ALLEN, VA 23059 NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER, START DATE: 01/01/2008, NO. HR/MO: 5, NO. HR/MO DURING SEC TRADING: 5, DUTIES: GROUP HEALTH, GROUP DISABILITY, GROUP LIFE (3) NAME: THE COLLECTIVE WEALTH MANAGEMENT, LLC INV REL: Y ADDR: 100 EASTSHORE DRIVE, SUITE 300, GLEN ALLEN, VA 23059 NATURE: DBA FOR FINANCIAL SERVICES, INSURANCE, AND ADVISORY PRACTICE POSITION: OWNER/MANAGING PARTNER, FINANCIAL ADVISOR START DATE: 10/27/2025 NO. HR/MO: 200 NO. HR/MO DURING SEC TRADING: 160 DUTIES: PROVIDING ADVICE, GUIDANCE, AND ACCESS TO FINANCIAL OPTIONS TO CLIENTS. ASSISTING WITH ADMINISTRATIVE MANAGEMENT OF THE DBA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-11-23 |
| S63 | Uniform Securities Agent State Law Examination | 2002-03-19 |
Reach out to this advisor