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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-03-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Umpqua Bank | Portland | OR | 10/2009 | 02/2017 |
| Umpqua Investments, Inc. | Portland | OR | 09/2010 | 02/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Portland | OR | 02/2017 | Present |
| Bank Of America, Na | Portland | OR | 02/2017 | Present |
I*: 461033 Entity Type: Entity For Profit Name of OBA: Rex Ritter Address: West LinnOregon97068 Investment Related: n Position, Title, Association: Sole Proprietorship Employee Start Date: 01/26/1999 No Hours: 12hr/mo No Hours during trading:0 Duties: As an individual and within the context of various musical groups (bands), to write and record musical compositions and perform music. As an individual and within the context of various musical groups (bands), to write and record musical compositions and perform music.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 2002-05-14 |
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