Vincent T. Smith

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2007 → 06/2024
  Securities America, Inc.
  Amherst, NY
• 09/2007 → 06/2024
  Securities America Advisors, Inc
  Amherst, NY
• 08/2007 → Present
  L&M Financial Services
  Amherst, NY
• 06/2024 → Present
  Osaic Wealth, Inc.
  Amherst, NY

Previous Registrations

• 2013-07-09 → 2024-06-14
  Securities America Advisors, Inc.
  Amherst, NY

Other Businesses

**L&M GROUP POSITION: Agent NATURE: L&M FINANCIAL SERVICE - INSURANCE; THIS IS AN INVESTMENT RELATED BUSINESS; 3820 SHERIDAN DRIVE, AMHERST, NY 14226; FINANCIAL SERVICES ADMINISTRATION; 20% OF TIME SPENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 08/01/2002 ADDRESS: 3820 Sheridan Dr, Amherst NY 14226 DESCRIPTION: Insurance sales **DBA - L&M Wealth Management

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-07-03
• S63 Uniform Securities Agent State Law Examination
  2002-07-17