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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-10-03 |
| FL | RA | APPROVED | 2024-06-14 |
| NY | RA | APPROVED | 2024-06-14 |
| NC | RA | APPROVED | 2024-06-14 |
| TX | RA | APPROVED | 2024-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Amherst | NY | 09/2007 | 06/2024 |
| Securities America Advisors, Inc | Amherst | NY | 09/2007 | 06/2024 |
| L&M Financial Services | Amherst | NY | 08/2007 | Present |
| Osaic Wealth, Inc. | Amherst | NY | 06/2024 | Present |
**L&M GROUP POSITION: Agent NATURE: L&M FINANCIAL SERVICE - INSURANCE; THIS IS AN INVESTMENT RELATED BUSINESS; 3820 SHERIDAN DRIVE, AMHERST, NY 14226; FINANCIAL SERVICES ADMINISTRATION; 20% OF TIME SPENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 08/01/2002 ADDRESS: 3820 Sheridan Dr, Amherst NY 14226 DESCRIPTION: Insurance sales **DBA - L&M Wealth Management
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-07-03 |
| S63 | Uniform Securities Agent State Law Examination | 2002-07-17 |
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