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Xavier Oliver Steiner

Raymond James & Associates, Inc.

Newport Beach, CA

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-07-07
  • CA RA
    APPROVED
    Since 2026-07-07

Branch Locations

620 Newport Ctr Dr Suite 900, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
City National Securities, Inc. Beverly Hills CA 12/2013 07/2026
Raymond James & Associates, Inc. Newport Beach CA 07/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-08
S63 Uniform Securities Agent State Law Examination 2002-10-01
  • S66 Uniform Combined State Law Examination
    2025-03-08
  • S63 Uniform Securities Agent State Law Examination
    2002-10-01

View on SEC IAPD

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