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3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2016-03-15 |
| TX | RA | APPROVED_RES | 2016-03-14 |
| OH | RA | APPROVED | 2015-12-10 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Warren | OH | 12/2015 | Present |
| Stratos Wealth Partners, Ltd | Warren | OH | 12/2015 | Present |
1) 2015-12-09 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Jervis Financial Group / - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2015-11-04 - 160hrs/mth - 40hrs/mth during trading 2) 2015-12-09 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Stratos Wealth Partners / - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2015-09-24 - 160hrs/mth - 40hrs/mth during trading 3) 2015-12-22 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - STRATOS WEALTH PARTNERS, LTD - Registered Investment Advisor DBA - Y - at reported business location(s) - 2015-11-04 - 160hrs/mth - 8hrs/mth during trading - 4) 2015-12-22 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Stratos Wealth Partners, LTD - Registered Investment Advisor Hybrid - Y - at reported business location(s) - 2015-09-24 - 160hrs/mth - 40hrs/mth during trading 5) 2016-01-15 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - STRATOS WEALTH PARTNERS, LTD - Registered Investment Advisor DBA - Y - at reported business location(s) - 2016-01-13 - 60hrs/mth - 60hrs/mth during trading - 6) 2016-08-22 - Jervis Insurance Agency - Insurance Agency - Y - The current address for this business in 790 Bedford Rd SE Brookfield Oh 44403 - 2016-08-18 - 1hrs/mth - 1hrs/mth during trading 7) 2016-08-24 - Humana - Non-Variable Insurance - Y - at reported business location(s) - 2016-08-10 - 1hrs/mth - 1hrs/mth during trading 8) 2016-11-04 - Agent Pipeline - Non-Variable Insurance - Y - at reported business location(s) - 2016-10-26 - 1hrs/mth - 1hrs/mth during trading 9) 2017-01-06 - Jervis Holdings, LLC - Business Entity For Tax/Investment Purposes Only - Y - at reported business location(s) - 2017-01-03 - 1hrs/mth - 0hrs/mth during trading 10) 2017-09-14 - Jervis Insurance Group, LLC - Insurance Agency - Y - The current address for this business in 790 Bedford Rd SE Brookfield Oh 44403 - 2017-08-11 - 1hrs/mth - 1hrs/mth during trading 11) 2018-11-26 - Jervis Insurance Group, LLC - Tax Prep/Accounting/CPA - Y - The current address for this business in 790 Bedford Rd SE Brookfield Oh 44403 - 2018-08-20 - 1hrs/mth - 1hrs/mth during trading 12) 2023-12-05 - NDJ Partners LLC - Real Estate Rental - Y - 790 Bedford Rd SE Brookfield, Oh 44403 - 2023-10-05 - 5hrs/mth - 0hrs/mth during trading 13) 2026-05-06 - Key West Holdings - Real Estate Rental - Y - Key West FL - 2026-05-01 - 5hrs/mth - 2hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 2004-09-01 |
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