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Nicole Danielle Jervis

Stratos Wealth Partners, Ltd

Warren, OH

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Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2016-03-15
TX RA APPROVED_RES 2016-03-14
OH RA APPROVED 2015-12-10
  • LA RA
    APPROVED
    Since 2016-03-15
  • TX RA
    APPROVED_RES
    Since 2016-03-14
  • OH RA
    APPROVED
    Since 2015-12-10

Branch Locations

8922 E. Market Street, Warren, OH 44484 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Warren OH 12/2015 Present
Stratos Wealth Partners, Ltd Warren OH 12/2015 Present
Previous Registrations
  • 2010-08-30 → 2016-01-05
    Youngstown, OH
    Brookfield, OH
    Campbell, OH
    Erie, PA
    Youngstown, OH
    Youngstown, OH
    Youngstown, OH
    Youngstown, OH
    Kinsman, OH
    Niles, OH
    Youngstown, OH
    Warren, OH
    Warren, OH
    Cortland, OH
    Hubbard, OH
    Erie, PA
    Warren, OH
Other Businesses

1) 2015-12-09 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Jervis Financial Group / - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2015-11-04 - 160hrs/mth - 40hrs/mth during trading 2) 2015-12-09 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Stratos Wealth Partners / - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2015-09-24 - 160hrs/mth - 40hrs/mth during trading 3) 2015-12-22 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - STRATOS WEALTH PARTNERS, LTD - Registered Investment Advisor DBA - Y - at reported business location(s) - 2015-11-04 - 160hrs/mth - 8hrs/mth during trading - 4) 2015-12-22 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Stratos Wealth Partners, LTD - Registered Investment Advisor Hybrid - Y - at reported business location(s) - 2015-09-24 - 160hrs/mth - 40hrs/mth during trading 5) 2016-01-15 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - STRATOS WEALTH PARTNERS, LTD - Registered Investment Advisor DBA - Y - at reported business location(s) - 2016-01-13 - 60hrs/mth - 60hrs/mth during trading - 6) 2016-08-22 - Jervis Insurance Agency - Insurance Agency - Y - The current address for this business in 790 Bedford Rd SE Brookfield Oh 44403 - 2016-08-18 - 1hrs/mth - 1hrs/mth during trading 7) 2016-08-24 - Humana - Non-Variable Insurance - Y - at reported business location(s) - 2016-08-10 - 1hrs/mth - 1hrs/mth during trading 8) 2016-11-04 - Agent Pipeline - Non-Variable Insurance - Y - at reported business location(s) - 2016-10-26 - 1hrs/mth - 1hrs/mth during trading 9) 2017-01-06 - Jervis Holdings, LLC - Business Entity For Tax/Investment Purposes Only - Y - at reported business location(s) - 2017-01-03 - 1hrs/mth - 0hrs/mth during trading 10) 2017-09-14 - Jervis Insurance Group, LLC - Insurance Agency - Y - The current address for this business in 790 Bedford Rd SE Brookfield Oh 44403 - 2017-08-11 - 1hrs/mth - 1hrs/mth during trading 11) 2018-11-26 - Jervis Insurance Group, LLC - Tax Prep/Accounting/CPA - Y - The current address for this business in 790 Bedford Rd SE Brookfield Oh 44403 - 2018-08-20 - 1hrs/mth - 1hrs/mth during trading 12) 2023-12-05 - NDJ Partners LLC - Real Estate Rental - Y - 790 Bedford Rd SE Brookfield, Oh 44403 - 2023-10-05 - 5hrs/mth - 0hrs/mth during trading 13) 2026-05-06 - Key West Holdings - Real Estate Rental - Y - Key West FL - 2026-05-01 - 5hrs/mth - 2hrs/mth during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-12-03
S63 Uniform Securities Agent State Law Examination 2004-09-01
  • S65 Uniform Investment Adviser Law Examination
    2009-12-03
  • S63 Uniform Securities Agent State Law Examination
    2004-09-01
Other Names
  • Nicole Danielle Edwards
  • Nicole D. Jervis

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