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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-26 |
| NC | RA | APPROVED | 2017-11-07 |
Branch Locations
100 Club Oaks Ct. Suite B, Winston-Salem, NC 27104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 04/2015 | Present |
1. FIXED INSURANCE SALES; CONDUCTED AT BRANCH; INVESTMENT RELATED 2. RENTAL PROPERTY; OWNER; NOT CONDUCTED AT BRANCH; NOT INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-11-06 |
| S63 | Uniform Securities Agent State Law Examination | 2002-04-26 |
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