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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-26
NC RA APPROVED 2017-11-07
  • TX RA
    APPROVED_RES
    Since 2026-03-26
  • NC RA
    APPROVED
    Since 2017-11-07

Branch Locations

100 Club Oaks Ct. Suite B, Winston-Salem, NC 27104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 04/2015 Present
Other Businesses

1. FIXED INSURANCE SALES; CONDUCTED AT BRANCH; INVESTMENT RELATED 2. RENTAL PROPERTY; OWNER; NOT CONDUCTED AT BRANCH; NOT INVESTMENT RELATED

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-11-06
S63 Uniform Securities Agent State Law Examination 2002-04-26
  • S65 Uniform Investment Adviser Law Examination
    2017-11-06
  • S63 Uniform Securities Agent State Law Examination
    2002-04-26

View on SEC IAPD

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