James M Monagan

Current Employers

Employment History

• 01/2002 → Present
  Savage & Assoc
  Toledo, OH
• 07/2013 → Present
  Osaic Wealth, Inc.
  Toledo, OH

Previous Registrations

• 2006-01-27 → 2013-07-11
  Walnut Street Securities, Inc.
  Toledo, OH
  Toledo, OH
• 2003-03-19 → 2006-11-02
  Walnut Street Advisers Inc
  Toledo, OH

Other Businesses

1. SAVAGE & ASSOCIATES- AGENCY POSITION: Statutory Agent - NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 01/01/2002 ADDRESS: 655 Beaver Creek Cir, Maumee OH 43537, United States DESCRIPTION: I sell life insurance, Long-Term care, Disability income protection products 2. SAVAGE AND ASSOCIATES- SECURITIES DBA POSITION: Financial Professional NATURE: Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2002 ADDRESS: 655 Beaver Creek Cir, Maumee OH 43537, United States DESCRIPTION: Oversee client investments, make recommendations, manage a portfolio as part of my primary function as a FP. 3. JAMIE MONAGAN-AGENT POSITION: Agent NATURE: Sell and service insurance products to clients. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 02/01/2002 ADDRESS: 655 Beaver Creek Cir, Maumee OH 43537, United States DESCRIPTION: Sell and service insurance products to clients. 4. ADVENTUS CLIMBING POSITION: Founding Partner NATURE: LLC. INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 10 START DATE: 11/07/2018 ADDRESS: 4042 Langston Place, Sylvania OH 43560, United States DESCRIPTION: My duties, as a founding partner, would be to assist in the project. I will also eventually have a seat on the board of directors. The project is to build an indoor climbing facility. My duties would not include management of the gym, we are hiring a staff and general manager to run the gym. My involvement would be early on in bringing together the team and the funding for the project. I would be a 20% shareholder in the partnership. The other members would be 4 gym owners from Columbus, OH, equity investors, and my partner/significant other, as the other founding member.

Exams

• S66 Uniform Combined State Law Examination
  2020-06-05
• S63 Uniform Securities Agent State Law Examination
  2002-08-09