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David Franklin Mitchell

Edward Jones

Easley, SC

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-08-26
SC RA APPROVED 2007-01-23
  • TX RA
    APPROVED_RES
    Since 2014-08-26
  • SC RA
    APPROVED
    Since 2007-01-23

Branch Locations

1664 E Main St Ste 102, Easley, SC 29640 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 02/2002 Present
Other Businesses

I OWN A RESIDENTIAL RENTAL PROPERTY LOCATED ASHEVILLE, NC, 28801. I AM THE SOLE OWNER. THIS IS NOT AN INVESTMENT RELATED ACTIVITY. THE PROPERTY IS MANAGED BY A THIRD PARTY. I SPEND ONE HOUR PER MONTH INVOLVED WITH THIS ACTIVITY, AND ZERO HOURS PER MONTH DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-28
S63 Uniform Securities Agent State Law Examination 2002-04-18
  • S66 Uniform Combined State Law Examination
    2006-12-28
  • S63 Uniform Securities Agent State Law Examination
    2002-04-18
Designations

View on SEC IAPD

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