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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2021-01-05 |
| TX | RA | APPROVED | 2014-09-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Nashville | TN | 08/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Cincinnati | OH | 03/2020 | Present |
Business Ownership; Solomon Professional Services, LLC; Manage day to day operations of the business; Professional services that will employ non-registered staff and allowed AFAs for the franchise.; 255 E Fifth St Ste 2400, , Cincinnati, OH, 45202; Investment-Related; 11/24/2020; 0 hours per month; 0 during trading hours. Outside Employment; Solomon Professional Services, LLC; President - Lead staff and operations of firm that supports the day-to-day operations of a planning firm.; ; 11145 Reading Rd, , Cincinnati, OH, 45241; Investment-Related; 02/10/2021; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-12-26 |
| S66 | Uniform Combined State Law Examination | 2002-04-09 |
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