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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APP_PEND_IARCE | 2026-01-01 |
| IL | RA | APP_PEND_IARCE | 2026-01-01 |
| MS | RA | APP_PEND_IARCE | 2026-01-01 |
| ND | RA | APP_PEND_IARCE | 2026-01-01 |
| AZ | RA | APPROVED | 2018-02-14 |
| IN | RA | APPROVED | 2018-02-14 |
| TX | RA | APPROVED_RES | 2018-02-14 |
Branch Locations
55 W 94Th Pl, Crown Point, IN 46307 • United States
11030 96Th Pl, St. John, IN 46373 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments, Inc. | Merrillville | IN | 02/2002 | 02/2018 |
| Lpl Financial Llc | Crown Point | IN | 02/2018 | Present |
1. 02/14/2018 - OAK PARTNERS LLC - Not Investment Related - 55 W 94TH PL CROWN POINT, IN 46307 - Real Estate Rental - Co-owner - Start Date 2007. 2. 02/14/2018 - Payne Insurance, Paul Payne - Investment Related - Non-Variable Insurance - Insurance Sales - Life, Term, Universal. 3. 02/14/2018 - OAK PARTNERS Retirement Asset Management Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 6/2014. 4. 5/17/2018 - Oak Partners, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/02/2006 - 8 Hours Per Month/8 Hours During Securities Trading. 5. 11/01/2023 - Real Estate Rental - Investment Related - Crown Point, In - Start Date 10/01/2023 - 1 Hour Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-02-26 |
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