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Michael William Gallagher

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Yardley, PA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2017-12-21
TX RA APPROVED_RES 2008-02-20
NJ RA APPROVED 2002-12-17
  • PA RA
    APPROVED
    Since 2017-12-21
  • TX RA
    APPROVED_RES
    Since 2008-02-20
  • NJ RA
    APPROVED
    Since 2002-12-17

Branch Locations

1040 Stony Hill Rd, Yardley, PA 19067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Inc. Princeton NJ 12/2002 Present
Bank Of America,Na Princeton NJ 09/2009 Present
  • 12/2002 → Present
    Merrill Lynch, Pierce, Fenner & Smith Inc.
    Princeton, NJ
  • 09/2009 → Present
    Bank Of America,Na
    Princeton, NJ
Previous Registrations
  • 2002-06-10 → 2002-12-10
    Morgan Stanley Dw Inc.
    Lawrenceville, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-03-22
  • S66 Uniform Combined State Law Examination
    2001-03-22

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Yardley, PA
STIFEL, NICOLAUS & COMPANY, INCORPORATED · YARDLEY, PA
OSAIC WEALTH, INC. · YARDLEY, PA
MML INVESTORS SERVICES, LLC · Yardley, PA
VENTURA WEALTH MANAGEMENT · YARDLEY, PA
LPL FINANCIAL LLC · YARDLEY, PA
ALLSTATE FINANCIAL ADVISORS, LLC · Yardley, PA
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