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Nathan James Fiser

Modern Wealth Management, LLC

Kansas City, MO

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Current Employers
Modern Wealth Management, Llc

1712 Main Street Suite 400, Kansas City, MO 64108 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2024-09-27
TX RA APPROVED 2024-09-27
  • KS RA
    APPROVED
    Since 2024-09-27
  • TX RA
    APPROVED
    Since 2024-09-27

Branch Locations

1712 Main Street Suite 400, Kansas City, MO 64108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisors Llc Denver CO 01/2013 09/2024
Cetera Investment Advisers Llc Schaumburg IL 03/2024 09/2024
Modern Wealth Management, Llc Lenexa KS 09/2024 Present
Previous Registrations
Other Businesses

(1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FIXED INSURANCE ; START DATE: 05/2019 ; APX NUMBER OF HOURS PER WEEK: 2 ; APX NUMBER OF HOURS DURING TRADING HOURS: 2 ; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT ; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY AND LONG TERM CARE ; (2) FIRST NATIONAL BANK OF INDEPENDENCE, 113 N. PENN AVE., INDEPENDENCE, KS, 67301. FAMILY OWNED BANK, PASSIVE INVESTOR. (3) NAME OF OTHER BUSINESS: INTERNATIONAL ESSENTIAL TREMOR FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: P O BOX 14005 LENEXA KS 66285; NATURE OF BUSINESS: NON PROFIT; START DATE: 7/2021; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1-2; APX NUMBER OF HOURS DURING TRADING HOURS: 1-2; BRIEF DESCRIPTION OF DUTIES: ATTEND MEETINGS,SUPPORT SERVICES, POLICIES AND SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-29
S63 Uniform Securities Agent State Law Examination 2004-09-30
  • S66 Uniform Combined State Law Examination
    2004-12-29
  • S63 Uniform Securities Agent State Law Examination
    2004-09-30
Designations

View on SEC IAPD

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