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1712 Main Street Suite 400, Kansas City, MO 64108 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2024-09-27 |
| TX | RA | APPROVED | 2024-09-27 |
Branch Locations
1712 Main Street Suite 400, Kansas City, MO 64108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Llc | Denver | CO | 01/2013 | 09/2024 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | 09/2024 |
| Modern Wealth Management, Llc | Lenexa | KS | 09/2024 | Present |
(1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FIXED INSURANCE ; START DATE: 05/2019 ; APX NUMBER OF HOURS PER WEEK: 2 ; APX NUMBER OF HOURS DURING TRADING HOURS: 2 ; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT ; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY AND LONG TERM CARE ; (2) FIRST NATIONAL BANK OF INDEPENDENCE, 113 N. PENN AVE., INDEPENDENCE, KS, 67301. FAMILY OWNED BANK, PASSIVE INVESTOR. (3) NAME OF OTHER BUSINESS: INTERNATIONAL ESSENTIAL TREMOR FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: P O BOX 14005 LENEXA KS 66285; NATURE OF BUSINESS: NON PROFIT; START DATE: 7/2021; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1-2; APX NUMBER OF HOURS DURING TRADING HOURS: 1-2; BRIEF DESCRIPTION OF DUTIES: ATTEND MEETINGS,SUPPORT SERVICES, POLICIES AND SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 2004-09-30 |
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