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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-01-24 |
Branch Locations
4099 William Penn Highway Suite 710, Monroeville, PA 15146 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Advisors Corporation | Monroeville | PA | 11/2015 | 01/2025 |
| Osaic Wealth, Inc. | Monroeville | PA | 01/2025 | Present |
1) JEFFREY K RUFFING 4099 WILLIAM PENN HIGHWAY SUITE 710 JONNET BUILDING MONROEVILLE, PA 15146 CATEGORY: INSURANCE INVESTMENT RELATED: YES TITLE: AGENT DUTIES: OFFERS ACCIDENT AND HEALTH INSURANCE, DISABILITY INSURANCE, EQUITY-INDEXED ANNUITIES, FIXED ANNUITIES LIFE SETTLEMENTS AND TRADITIONAL LIFE INSURANCE. START DATE: 11/20/2015 HOURS PER MONTH: 10 HOURS PER MONTH DURING TRADING HOURS: 10 2) MOSAIC EMPLOYEE BENEFITS 4099 WILLIAM PENN HIGHWAY SUITE 710 JONNET BUILDING MONROEVILLE, PA 15146 CATEGORY: INSURANCE INVESTMENT RELATED: YES TITLE: AGENT DUTIES: OFFERING ACCIDENT AND HEALTH INSURANCE, COMMISSION BASED GROUP BENEFITS, DISABILITY INSURANCE, FIXED ANNUITIES, HEALTH SAVINGS ACCOUNTS, INDEXED ANNUITIES, LIFE SETTLEMENTS, LONG TERM CARE INSURANCE, SERVICE FEE BASED GROUP BENEFITS, GROUP DENTAL INSURANCE, GROUP VISION INSURANCE, AND TRADITIONAL LIFE INSURANCE. START DATE: 11/30/2016 HOURS PER MONTH: 7 HOURS PER MONTH DURING TRADING HOURS: 4 3) RUFFING FINANCIAL SERVICES (RFS) LLC 4099 WILLIAM PENN HIGHWAY SUITE 710 MONROEVILLE PA 15146 CATEGORY: ENTITY/LLC INVESTMENT RELATED: N TITLE: SOLE OWNER /PRESIDENT DUTIES: ENTITY USED FOR BUSINESS EXPENSE MANAGEMENT PURPOSES START DATE: 05/01/2024 HOURS PER MONTH: 1 HOURS PER MONTH DURING TRADING HOURS: 1
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-11-08 |
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