Jeffrey Keith Ruffing

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 01/2025
  Lincoln Financial Advisors Corporation
  Monroeville, PA
• 01/2025 → Present
  Osaic Wealth, Inc.
  Monroeville, PA

Previous Registrations

• 2015-11-20 → 2025-01-24
  Osaic Fa, Inc.
  Pittsburgh, PA
  Monroeville, PA
• 2011-11-23 → 2015-11-25
  Msi Financial Services, Inc.
  Delmont, PA
• 2003-07-16 → 2007-03-09
  Ameriprise Financial Services, Llc
  Monroeville, PA
  Monroeville, PA

Other Businesses

1) JEFFREY K RUFFING 4099 WILLIAM PENN HIGHWAY SUITE 710 JONNET BUILDING MONROEVILLE, PA 15146 CATEGORY: INSURANCE INVESTMENT RELATED: YES TITLE: AGENT DUTIES: OFFERS ACCIDENT AND HEALTH INSURANCE, DISABILITY INSURANCE, EQUITY-INDEXED ANNUITIES, FIXED ANNUITIES LIFE SETTLEMENTS AND TRADITIONAL LIFE INSURANCE. START DATE: 11/20/2015 HOURS PER MONTH: 10 HOURS PER MONTH DURING TRADING HOURS: 10 2) MOSAIC EMPLOYEE BENEFITS 4099 WILLIAM PENN HIGHWAY SUITE 710 JONNET BUILDING MONROEVILLE, PA 15146 CATEGORY: INSURANCE INVESTMENT RELATED: YES TITLE: AGENT DUTIES: OFFERING ACCIDENT AND HEALTH INSURANCE, COMMISSION BASED GROUP BENEFITS, DISABILITY INSURANCE, FIXED ANNUITIES, HEALTH SAVINGS ACCOUNTS, INDEXED ANNUITIES, LIFE SETTLEMENTS, LONG TERM CARE INSURANCE, SERVICE FEE BASED GROUP BENEFITS, GROUP DENTAL INSURANCE, GROUP VISION INSURANCE, AND TRADITIONAL LIFE INSURANCE. START DATE: 11/30/2016 HOURS PER MONTH: 7 HOURS PER MONTH DURING TRADING HOURS: 4 3) RUFFING FINANCIAL SERVICES (RFS) LLC 4099 WILLIAM PENN HIGHWAY SUITE 710 MONROEVILLE PA 15146 CATEGORY: ENTITY/LLC INVESTMENT RELATED: N TITLE: SOLE OWNER /PRESIDENT DUTIES: ENTITY USED FOR BUSINESS EXPENSE MANAGEMENT PURPOSES START DATE: 05/01/2024 HOURS PER MONTH: 1 HOURS PER MONTH DURING TRADING HOURS: 1

Exams

• S66 Uniform Combined State Law Examination
  2011-11-08