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Mimi Camille Small

Savant Wealth Management

Rockford, IL

Birmingham, AL

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Current Employers
Savant Wealth Management

190 Buckley Drive, Rockford, IL 61107 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-03-26
  • AL RA
    APPROVED
    Since 2025-03-26

Branch Locations

190 Buckley Drive, Rockford, IL 61107 • United States

101 25Th Street North Suite 100, Birmingham, AL 35203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Birmingham AL 08/2012 11/2023
Savant Wealth Management Rockford IL 12/2023 Present
Bridgeworth, Llc Birmingham AL 08/2012 11/2023
  • 08/2012 → 11/2023
    Lpl Financial, Llc
    Birmingham, AL
  • 12/2023 → Present
    Savant Wealth Management
    Rockford, IL
  • 08/2012 → 11/2023
    Bridgeworth, Llc
    Birmingham, AL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-03-26
S63 Uniform Securities Agent State Law Examination 2003-03-26
  • S65 Uniform Investment Adviser Law Examination
    2025-03-26
  • S63 Uniform Securities Agent State Law Examination
    2003-03-26
Other Names
  • Mimi Camille Jones
  • Mimi Camille Brooks

View on SEC IAPD

Other Firms

WELLS FARGO CLEARING SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
STACKSTONE WEALTH, LLC
EDWARD JONES
STATE FARM INVESTMENT MANAGEMENT CORP.
FIFTH THIRD SECURITIES, INC.
LPL FINANCIAL LLC

Other Investors

JASON JEFFREY WERNER
JENNIFER ELISE LEWIS
ZORANA OKILJ
DAVID RAY FEHRLE
JACK E WHEELER
THOMAS MARTIN WEIGHTMAN
EMILY MANEY VANHILLE
ERICH LEE VARGAZ

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · ROCKFORD, IL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ROCKFORD, IL
AMERIPRISE FINANCIAL SERVICES, LLC · Rockford, IL
STACKSTONE WEALTH, LLC · ROCKFORD, IL
EDWARD JONES · ROCKFORD, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Rockford, IL
FIFTH THIRD SECURITIES, INC. · ROCKFORD, IL
LPL FINANCIAL LLC · ROCKFORD, IL

More in Rockford, IL

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