Margaret J Paddock

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 11/2016
  Wells Fargo Advisors
  San Diego, CA
• 08/2016 → 07/2019
  Wells Fargo Bank
  San Diego, CA
• 11/2016 → 07/2019
  Wells Fargo Clearing Services, Llc
  San Diego, CA
• 08/2019 → 04/2022
  Raymond James Financial Services, Inc.
  Scottsdale, AZ
• 08/2019 → 04/2022
  Desert Financial Credit Union
  Phoenix, AZ
• 08/2019 → 04/2022
  Raymond James Financial Services Advisors, Inc.
  Scottsdale, AZ
• 10/2019 → 12/2021
  Paddock Development, Llc
  Scottsdale, AZ
• 08/2019 → 04/2022
  Desert Financial Wealth Management
  Scottsdale, AZ
• 10/2019 → 12/2021
  Paddock Development Llc
  Scottsdales, AZ
• 04/2022 → 07/2025
  Old National Bank
  Scottsdale, AZ
• 07/2023 → 11/2024
  Lpl Financial
  Scottsdale, AZ
• 08/2025 → Present
  National Bank Of Arizona
  Scottsdale, AZ
• 12/2025 → Present
  Lpl Financial
  Scottsdale, AZ

Previous Registrations

• 2023-07-27 → 2024-12-09
  Lpl Financial Llc
  Scottsdale, AZ
  Scottsdale, AZ
  San Diego, CA
• 2019-09-05 → 2022-04-20
  Raymond James Financial Services Advisors, Inc
  Scottsdale, AZ
• 2017-01-03 → 2019-07-12
  Wells Fargo Clearing Services, Llc
  Minneapolis, MN
  San Diego, CA
  Minneapolis, MN
  San Diego, CA

Other Businesses

1. Investment products and services are offered through LPL Financial LLC using the DBA/trade name NB|AZ Wealth Advisors - Investment Related - At Reported Business Location (s) - Start Date: 09/2025 2. 09/2025 - National Bank of Arizona - Financial Institution Duty - Investment Related - 160 Hour(s)/Month - 8 Hour(s) During Trading - Scottsdale, AZ,85258 - OBA Start Date: 08

Exams

• S66 Uniform Combined State Law Examination
  2017-01-03
• S63 Uniform Securities Agent State Law Examination
  2002-03-12

Other Names

• Margaret Jane Paddock
• Margaret Jane Skonieczny
• Margaret J Paddock
• Margaret Paddock