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Jonathan Mark Carothers

Captrust

Brentwood, TN

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Current Employers
Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2022-12-22
  • TN RA
    APPROVED
    Since 2022-12-22

Branch Locations

5314 Maryland Way, Ste. 300, Brentwood, TN 37027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W Baird & Co. Incorporated Nashville TN 11/2004 02/2018
Trustcore Investments, Llc Brentwood TN 01/2020 12/2020
Self-Employed Brentwood TN 03/2018 12/2019
Trustcore Financial Services, Llc Brentwood NC 01/2020 12/2022
Capfinancial Partners Llc (Captrust) Raleigh NC 12/2022 Present
  • 11/2004 → 02/2018
    Robert W Baird & Co. Incorporated
    Nashville, TN
  • 01/2020 → 12/2020
    Trustcore Investments, Llc
    Brentwood, TN
  • 03/2018 → 12/2019
    Self-Employed
    Brentwood, TN
  • 01/2020 → 12/2022
    Trustcore Financial Services, Llc
    Brentwood, NC
  • 12/2022 → Present
    Capfinancial Partners Llc (Captrust)
    Raleigh, NC
Previous Registrations
  • 2020-07-24 → 2023-03-20
    Trustcore Financial Services, Llc
    Brentwood, TN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-07-23
S63 Uniform Securities Agent State Law Examination 2003-12-18
  • S65 Uniform Investment Adviser Law Examination
    2020-07-23
  • S63 Uniform Securities Agent State Law Examination
    2003-12-18

View on SEC IAPD

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STEVE TU-RAN ALVERSON
AARON ALAN ZAUNER
David M Dorsett
BENTLEY YEISER LONDON
BILLY RAY CALDWELL

Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · BRENTWOOD, TN
CALDWELL ADVISORS, LLC · BRENTWOOD, TN
TRANQUILITY PARTNERS, LLC · BRENTWOOD, TN
EDWARD JONES · BRENTWOOD, TN
SANCTUARY ADVISORS, LLC · Brentwood, TN
TRUIST ADVISORY SERVICES, INC. · BRENTWOOD, TN
SANCTUARY ADVISORS, LLC · BRENTWOOD, TN
GLOBAL HEALTH AND WELLNESS INVESTMENT NETWORK · BRENTWOOD, TN

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