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Tracy Y Tang

Morgan Stanley

Washington, DC

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2023-04-10
TX RA APPROVED_RES 2020-02-20
DC RA APPROVED 2009-06-01
  • MD RA
    APPROVED
    Since 2023-04-10
  • TX RA
    APPROVED_RES
    Since 2020-02-20
  • DC RA
    APPROVED
    Since 2009-06-01

Branch Locations

1775 I Street, North West Suite 200, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Washington DC 07/2001 Present
Morgan Stanley Smith Barney Washington DC 06/2009 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-07-10
  • S66 Uniform Combined State Law Examination
    2002-07-10
Other Names
  • Tracy Yuen-Mun Tang
  • Tracy Yuen-Mun Tang

View on SEC IAPD

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BRYSPEN, INCORPORATED · WASHINGTON, DC
3WIRE INVESTMENT · WASHINGTON, DC
LPL FINANCIAL LLC · WASHINGTON, DC
ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
AEB CAPITAL · WASHINGTON, DC
DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

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