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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-04-30
OH RA APPROVED 2009-04-02
  • TX RA
    APPROVED_RES
    Since 2024-04-30
  • OH RA
    APPROVED
    Since 2009-04-02

Branch Locations

6575 Seville Drive, Canfield, OH 44406 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Kent OH 03/2009 Present
Previous Registrations
Other Businesses

1. Washing Well Coin Laundry; 1717 S Racoon Rd, Youngstown, OH 44515; Co-Owner; 12/20/2012; 1 Hour per Week; Not during securities trading hours; Not Investment-Related. 2. Thomas Brothers Companies, LLC; 7170 West Blvd Youngstown OH 44406; Coin laundry self-service Laundromats; Member; Investment and consulting of business when needed; affiliation started 12/28/2012; 10.0 hours per week; not during securities trading hours; not investment-related. 3. Whistle & Keg III, LLC; 818 Huron Rd East Cleveland OH 44115; self service tap room; member; help oversee the operations of the business; 01/25/2019; 15.00 Hour(s) Per Quarter; not during securities trading hours; Not Investment-Related. 4. Thomas Brothers Properties LLC; 405 Millbrook St Canfield, OH 44406; Own Building for rent and use of other business; Member; Oversight where needed; 01/27/2020; 5 Hours Per Year; Not During Securities Trading Hours; Investment-Related. 5. Mystery Machine LLC; 325 Russo Dr, Canfield, OH 44406; Real estate holding company; Owner; 06/25/2021; 1 Hour per Month; Not During Securities Trading Hours; Investment-Related. 6. 3825 Belmont LLC; 1717 S Raccoon Rd, Youngstown, OH 44515; Real Estate Holding; Member; Oversight as needed; 3/9/23; 2hr/qtr; Not During Securities Trading Hours; Investment Related. 7. CMG Group of West Boulevard LLC; 1717 South Raccoon Rd Austintown OH 44515; Real estate holding; member of llc; no duties; 05/01/2024; 0.00hrs/year; Not During Securities Trading Hours; Investment-Related. 8. CMG Group of Route 224 LLC; 1717 South Raccoon Rd Austintown OH 44515; Real estate holding; member of llc; no duties; 05/01/2024; 0.00hrs/year; Not During Securities Trading Hours; Investment-Related. 9. CMG Group of Canfield LLC; 1717 South Raccoon Austintown OH 44515; Real estate holding company; member of LLC; i will have no direct duties; 05/01/2024; 0.00hrs/year; Not During Securities Trading Hours; Investment-Related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-04-26
  • S66 Uniform Combined State Law Examination
    2002-04-26

View on SEC IAPD

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