Michael Jerome Bartos Schaff

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2005 → 01/2024
  Woodbury Financial
  Woodbury, MN
• 01/2024 → Present
  Osaic Wealth, Inc.
  Bismarck, ND

Previous Registrations

• 2017-07-15 → 2024-01-19
  Woodbury Financial Services, Inc.
  Mandan, ND
  Bismarck, ND

Other Businesses

1) SCHAFF TAX & FINANCIAL SERVICES, INC. POSITION: President NATURE: Corporation. Effective January 1, 2018, I am the sole owner. Starting in 2018, I intend to use the following DBAs: "Schaff Estate & Life Planning Group" and "Schaff Planning Group". INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2002; ADDRESS: 121 South 5th Street, Bismarck ND 58504, United States; DESCRIPTION: Sales and service of fixed life and fixed annuity products. 2) SCHAFF TAX & FINANCIAL SERVICES, INC. POSITION: President NATURE: Corporation. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2002 ADDRESS: 121 South 5th Street, Bismarck ND 58504, United States; DESCRIPTION: Preparation of individual income tax returns. 3) MICHAEL J.B. SCHAFF, ATTORNEY-AT-LAW POSITION: Owner/Attorney NATURE: Sole Proprietorship. Starting in 2018, I intend to start using the following DBAs: "Schaff Estate & Life Planning Group" and "Schaff Planning Group". INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 60 START DATE: 01/01/2002 ADDRESS: 121 South 5th Street, Bismarck ND 58504, United States; DESCRIPTION: Law practice primarily devoted to estate planning. 4) BISMARCK-MANDAN TROOPS OF ST. GEORGE POSITION: Treasurer NATURE: Non-Profit Corporation incorporated in North Dakota. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 06/01/2017 ADDRESS: 1200 5th Avenue NE, Mandan ND 58554, United States DESCRIPTION: Bookkeeping for a local chapter for the Troops of St. George, a non-profit youth organization. I am currently acting as bookkeeper and treasurer for the organization. I do not have check writing privileges. 5) DAKOTA ZOOLOGICAL SOCIETY, INC. POSITION: Director NATURE: Non-Profit Organization. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/15/2017 ADDRESS: 600 Riverside Park Road, Bismarck ND 58504, United States DESCRIPTION: Serve on the board of directors for the Dakota Zoo in Bismarck, North Dakota.

Exams

• S66 Uniform Combined State Law Examination
  2017-06-08
• S63 Uniform Securities Agent State Law Examination
  2002-03-13

Other Names

• Michael Jerome Schaff