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302 West Broadway Suite 9, Polk City, IA 50226 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-11-25 |
Branch Locations
302 West Broadway Suite 9, Polk City, IA 50226 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Missionary Alliance Church Board Member | Blairsburg | IA | 02/2022 | Present |
| Signator Investors, Inc. | Webster City | IA | 05/2016 | 11/2018 |
| Royal Alliance Associates, Inc. | Webster City | IA | 11/2018 | 11/2025 |
| Osaic Wealth, Inc. | Webster City | IA | 11/2018 | 11/2025 |
| Van Diest Capital | Webster City | IA | 11/2025 | Present |
| M.S. Howells & Co. | Scottsdale | AZ | 01/2026 | Present |
1. Van Diest Capital Accounting; Investment-Related- No; Polk City, IA; Nature- Accounting; Position/Title- ; Start date- 12.1.25; Approximately 0 hours per month, 0 during trading hours; Description- Accounting services 2. Van Diest Capital RIA; Investment-Related- Yes; Polk City, IA; Nature- RIA; Position/Title- Lead Wealth Advisor/Partner; Start date- 12.1.25; Approximately 160 hours per month, 100 per trading hours; Description- Client relations, account management, and portfolio construction 3. Van Diest Capital Risk Management; Investment-Related- Yes; Polk City,IA; Nature- ; Position/Title- Owner; Start date- 12.1.25; Approximately 5 hours per month, 5 during trading hours; Descriptio- Fixed products 4. Missionary Alliance Church Leader; Investment-Related- No; Nature- Local Church leadership; Position/Title- Elder; Start date- 1.1.17; Approximately 40 hours per month, 10 during trading hours; Description- Board meetings, teaching, personal relationships, and public speaking 5. Financial Investment Group; Investment-Related- No; Webster, IA; Nature- Fixed Insurance; Position/Title- Owner; Start date- 1.1.21; Approximately 0 hours pre month, 0 during trading hours; Description- Receiving trails for previous fixed business 6. DAWSON & BERTRAN RENTALS; Investment-Related- No; Webster, IA; Nature- Rental Business; Position/Title- Owner; Start date- 1.1.21; Approximately 0 hours per month, 0 during trading hours; Description- Apartment rental income 7. 6. Dawson Family Ventures POSITION: Owners NATURE: A multi-member LLC established to own family real estate properties, owned by the Dawson family members themselves. The properties may or may not be used for AirBnB/rentals in the future. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 2026-08-01 ADDRESS: 2405 N Terrace Drive Webster City IA 50595 CONTACT PERSON: Tyler Dawson.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-07-10 |
| S63 | Uniform Securities Agent State Law Examination | 2002-03-01 |
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