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Current Employers
Van Diest Capital

302 West Broadway Suite 9, Polk City, IA 50226 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2025-11-25
  • IA RA
    APPROVED
    Since 2025-11-25

Branch Locations

302 West Broadway Suite 9, Polk City, IA 50226 • United States

522 2Nd St Ste 1, Webster City, IA 50595 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Missionary Alliance Church Board Member Blairsburg IA 02/2022 Present
Signator Investors, Inc. Webster City IA 05/2016 11/2018
Royal Alliance Associates, Inc. Webster City IA 11/2018 11/2025
Osaic Wealth, Inc. Webster City IA 11/2018 11/2025
Van Diest Capital Webster City IA 11/2025 Present
M.S. Howells & Co. Scottsdale AZ 01/2026 Present
  • 02/2022 → Present
    Missionary Alliance Church Board Member
    Blairsburg, IA
  • 05/2016 → 11/2018
    Signator Investors, Inc.
    Webster City, IA
  • 11/2018 → 11/2025
    Royal Alliance Associates, Inc.
    Webster City, IA
  • 11/2018 → 11/2025
    Webster City, IA
  • 11/2025 → Present
    Webster City, IA
  • 01/2026 → Present
    M.S. Howells & Co.
    Scottsdale, AZ
Previous Registrations
  • 2018-11-02 → 2025-11-26
    Rochester, MN
    Webster City, IA
  • 2016-05-13 → 2018-11-02
    Signator Investors, Inc.
    Rochester, MN
    Cedar Rapids, IA
    Webster City, IA
  • 2008-07-14 → 2016-05-13
    Webster City, IA
    Cedar Rapids, IA
    Webster City, IA
Other Businesses

1. Van Diest Capital Accounting; Investment-Related- No; Polk City, IA; Nature- Accounting; Position/Title- ; Start date- 12.1.25; Approximately 0 hours per month, 0 during trading hours; Description- Accounting services 2. Van Diest Capital RIA; Investment-Related- Yes; Polk City, IA; Nature- RIA; Position/Title- Lead Wealth Advisor/Partner; Start date- 12.1.25; Approximately 160 hours per month, 100 per trading hours; Description- Client relations, account management, and portfolio construction 3. Van Diest Capital Risk Management; Investment-Related- Yes; Polk City,IA; Nature- ; Position/Title- Owner; Start date- 12.1.25; Approximately 5 hours per month, 5 during trading hours; Descriptio- Fixed products 4. Missionary Alliance Church Leader; Investment-Related- No; Nature- Local Church leadership; Position/Title- Elder; Start date- 1.1.17; Approximately 40 hours per month, 10 during trading hours; Description- Board meetings, teaching, personal relationships, and public speaking 5. Financial Investment Group; Investment-Related- No; Webster, IA; Nature- Fixed Insurance; Position/Title- Owner; Start date- 1.1.21; Approximately 0 hours pre month, 0 during trading hours; Description- Receiving trails for previous fixed business 6. DAWSON & BERTRAN RENTALS; Investment-Related- No; Webster, IA; Nature- Rental Business; Position/Title- Owner; Start date- 1.1.21; Approximately 0 hours per month, 0 during trading hours; Description- Apartment rental income 7. 6. Dawson Family Ventures POSITION: Owners NATURE: A multi-member LLC established to own family real estate properties, owned by the Dawson family members themselves. The properties may or may not be used for AirBnB/rentals in the future. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 2026-08-01 ADDRESS: 2405 N Terrace Drive Webster City IA 50595 CONTACT PERSON: Tyler Dawson.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-10
S63 Uniform Securities Agent State Law Examination 2002-03-01
  • S66 Uniform Combined State Law Examination
    2008-07-10
  • S63 Uniform Securities Agent State Law Examination
    2002-03-01

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