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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2021-11-15
  • AL RA
    APPROVED
    Since 2021-11-15

Branch Locations

412 North Court Street, Florence, AL 35630 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Florence AL 10/2015 04/2020
Bbva Usa Birmingham AL 04/2020 08/2021
Bbva Securities Inc Florence AL 04/2020 08/2021
Bbva Insurance Agency Inc Austin TX 04/2020 08/2021
Bbva Wealth Solutions, Inc. Florence AL 04/2020 08/2021
Pnc Investments Florence AL 08/2021 Present
  • 10/2015 → 04/2020
    Raymond James & Associates
    Florence, AL
  • 04/2020 → 08/2021
    Bbva Usa
    Birmingham, AL
  • 04/2020 → 08/2021
    Bbva Securities Inc
    Florence, AL
  • 04/2020 → 08/2021
    Bbva Insurance Agency Inc
    Austin, TX
  • 04/2020 → 08/2021
    Bbva Wealth Solutions, Inc.
    Florence, AL
  • 08/2021 → Present
    Pnc Investments
    Florence, AL
Previous Registrations
  • 2020-04-27 → 2021-08-17
    Pnc Managed Account Solutions, Inc.
    Athens, AL
    Florence, AL
  • 2015-10-16 → 2020-04-27
    Florence, AL
  • 2013-11-20 → 2015-10-22
    Truist Investment Services, Inc.
    Pulaski, TN
    Savannah, TN
    Muscle Shoals, AL
    Florence, AL
    Killen, AL
    Florence, AL
  • 2010-01-05 → 2013-11-07
    Birmingham, AL
    Florence, AL
    Birmingham, AL
    Florence, AL
    Florence, AL
    Muscle Shoals, AL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-22
S63 Uniform Securities Agent State Law Examination 2004-05-28
  • S66 Uniform Combined State Law Examination
    2009-12-22
  • S63 Uniform Securities Agent State Law Examination
    2004-05-28

View on SEC IAPD

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