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Halina Fiedorowicz

Rbc Capital Markets, LLC

Farmington, CT

Plainville, CT

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2015-08-31
  • CT RA
    APPROVED
    Since 2015-08-31

Branch Locations

30 Batterson Park Road Suite 350, Farmington, CT 06032 • United States

Plainville, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Farmington CT 08/2015 Present
Previous Registrations
  • 2015-08-14 → 2015-09-16
    Commonwealth Financial Network
    Simsbury, CT
  • 2004-10-20 → 2008-05-05
    Banc Of America Investment Services, Inc.
    Simsbury, CT
    Simsbury, CT
  • 2004-08-20 → 2004-10-20
    Quick & Reilly, Inc.
    West Hartford, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-08-19
S63 Uniform Securities Agent State Law Examination 2002-03-11
  • S66 Uniform Combined State Law Examination
    2004-08-19
  • S63 Uniform Securities Agent State Law Examination
    2002-03-11
Other Names
  • Halina Rabko

View on SEC IAPD

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NEW ENGLAND ASSET MANAGEMENT, INC. · FARMINGTON, CT
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NEW ENGLAND ASSET MANAGEMENT, INC. · FARMINGTON, CT
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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Farmington, CT
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