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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-01-02 |
| WA | RA | APPROVED | 2015-01-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab Bank, Ssb | Seattle | WA | 02/2008 | Present |
| Charles Schwab & Co., Inc. | Seattle | WA | 07/1999 | Present |
SELF EMPLOYED | NOT INVESTMENT RELATED | BELLINGHAM, WA | ENTERTAINMENT VENUES/THEATRES | ENTERTAINER | 08/18/2021 | LESS THAN 20 HPM | NONE DURING TRADING HOURS | Solo artist playing acoustic guitar and singing.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-20 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-23 |
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