Chaim Joseph Rosenbaum

Current Employers

Employment History

• 03/2008 → Present
  Rbc Capital Markets, Llc
  Seatttle, WA
• 02/2019 → Present
  City National Bank
  Seattle, WA

Other Businesses

(1) LAKE UNION CREW; ADDRESS: 2520 WESTLAKE AVE., NORTH SEATTLE, WA 98109; BUSINESS DESCRIPTION: MASTERS CREW; NOT INVESTMENT RELATED; START DATE: 10/10/2016; CAPACITY: EMPLOYEE; DUTIES: COACH TRAINING; HOURS DEVOTED PER MONTH: 6-8; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE; (2) MOUNT BAKER ROWING AND SAILING CENTER; ADDRESS: 3800 LAKE WASHINGTON BLVD SOUTH, SEATTLE, WA 98118; BUSINESS DESCRIPTION: ; NOT INVESTMENT RELATED; START DATE: 04/01/2018; CAPACITY: EMPLOYEE; DUTIES: INSTRUCTOR; HOURS DEVOTED PER MONTH: 6; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE (3) NAME OF ENTITY: Hearing, Speech & Deaf Center - Seattle; ADDRESS: 1625 19th Avenue Seattle, WA 98122; NOT INVESTMENT RELATED: BUSINESS DESCRIPTION: Hearing, Speech & Deaf Center (HSDC) is a nonprofit serving the Puget Sound area; CAPACITY: Committee/Council Member (not associated with the Board of Directors); START DATE: 06/01/2021 DUTIES: FINANCE COMMITTEE MEMBER - HELP WITH ANNUAL/MONTHLY BUDGET; HOURS DEVOTED PER MONTH: 01; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: None;

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-11-16
• S63 Uniform Securities Agent State Law Examination
  2002-06-18