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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-07-15
  • FL RA
    APPROVED
    Since 2020-07-15

Branch Locations

7499 West Atlantic Ave., Delray Beach, FL 33446 • United States

2625 State Rd 7, Wellington, FL 33414 • United States

8772 Boynton Beach Blvd, Boynton Beach, FL 33472-4423 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Delray Beach FL 03/2010 Present
Flagstar Bank N.A. Delray Beach FL 08/2010 Present
  • 03/2010 → Present
    Delray Beach, FL
  • 08/2010 → Present
    Flagstar Bank N.A.
    Delray Beach, FL
Other Businesses

1) 02/02/2024 - Flagstar Wealth Services - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 2/2/2024.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-13
  • S66 Uniform Combined State Law Examination
    2020-07-13
Other Names
  • Ina Levy

View on SEC IAPD

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