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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2024-05-03 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Gaithersburg, MD • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Rocksville | MD | 07/2006 | 11/2016 |
| Aci Partners, Llc | Rockville | MD | 06/2013 | 11/2016 |
| Securities Service Network, Inc | Urbana | MD | 11/2016 | 07/2017 |
| Ssn Advisory, Inc | Urbana | MD | 11/2016 | 07/2017 |
| Woodbury Financial Services Inc | Germantown | MD | 07/2017 | 01/2024 |
| Osaic Wealth, Inc. | Germantown | MD | 01/2024 | 05/2024 |
| Kestra Investment Services, Llc | Gaithersburg | MD | 05/2024 | Present |
| Kestra Advisory Services, Llc | Gaitherburg | MD | 05/2024 | Present |
Bus Name: SZC FINANCIAL PLANNING & MANAGEMENT POSITION: Owner NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/01/2017 ADDRESS: 12820 Wisteria Dr, 12820 Wisteria Dr, Germantown MD 20874, United States DESCRIPTION: financial advisor and financial planner Bus Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/01/2024 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Bus Name: DAVID SHOBER POSITION: Owner/Landlord NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2010 ADDRESS: 6541 Garden Grove Way, Gaithersburg MD 20882, United States DESCRIPTION: Landlord. I use a property management company to oversee and manage the properties. Bus Name: SZC FINANCIAL (INSURANCE) POSITION: Owner NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/15/2025 ADDRESS: 6541 Garden Grove Way, Gaithersburg MD 20882, United States DESCRIPTION: Offering Fixed annuities and Life and LTC Insurance
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-04-19 |
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