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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-05-03
  • MD RA
    APPROVED
    Since 2024-05-03

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Gaithersburg, MD • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation Rocksville MD 07/2006 11/2016
Aci Partners, Llc Rockville MD 06/2013 11/2016
Securities Service Network, Inc Urbana MD 11/2016 07/2017
Ssn Advisory, Inc Urbana MD 11/2016 07/2017
Woodbury Financial Services Inc Germantown MD 07/2017 01/2024
Osaic Wealth, Inc. Germantown MD 01/2024 05/2024
Kestra Investment Services, Llc Gaithersburg MD 05/2024 Present
Kestra Advisory Services, Llc Gaitherburg MD 05/2024 Present
  • 07/2006 → 11/2016
    National Planning Corporation
    Rocksville, MD
  • 06/2013 → 11/2016
    Aci Partners, Llc
    Rockville, MD
  • 11/2016 → 07/2017
    Securities Service Network, Inc
    Urbana, MD
  • 11/2016 → 07/2017
    Ssn Advisory, Inc
    Urbana, MD
  • 07/2017 → 01/2024
    Woodbury Financial Services Inc
    Germantown, MD
  • 01/2024 → 05/2024
    Germantown, MD
  • 05/2024 → Present
    Kestra Investment Services, Llc
    Gaithersburg, MD
  • 05/2024 → Present
    Gaitherburg, MD
Previous Registrations
  • 2024-01-19 → 2024-05-07
    Germantown, MD
  • 2017-07-17 → 2024-01-19
    Woodbury Financial Services, Inc.
    Germantown, MD
    Germantown, MD
    Timonium, MD
  • 2016-11-10 → 2017-06-21
    Ssn Advisory, Inc.
    Urbana, MD
  • 2013-09-16 → 2016-12-01
    Obsidian Personal Planning Solutions, Llc
    Rockville, MD
    Rockville, MD
  • 2006-09-20 → 2016-11-11
    National Planning Corporation
    Gaithersburg, MD
    Germantown, MD
    Rockville, MD
  • 2005-01-03 → 2006-01-31
    Banc Of America Investment Services, Inc.
    Rockville, MD
  • 2004-04-20 → 2004-12-03
    Truist Investment Services, Inc.
    Vienna, VT
Other Businesses

Bus Name: SZC FINANCIAL PLANNING & MANAGEMENT POSITION: Owner NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/01/2017 ADDRESS: 12820 Wisteria Dr, 12820 Wisteria Dr, Germantown MD 20874, United States DESCRIPTION: financial advisor and financial planner Bus Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/01/2024 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Bus Name: DAVID SHOBER POSITION: Owner/Landlord NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2010 ADDRESS: 6541 Garden Grove Way, Gaithersburg MD 20882, United States DESCRIPTION: Landlord. I use a property management company to oversee and manage the properties. Bus Name: SZC FINANCIAL (INSURANCE) POSITION: Owner NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/15/2025 ADDRESS: 6541 Garden Grove Way, Gaithersburg MD 20882, United States DESCRIPTION: Offering Fixed annuities and Life and LTC Insurance

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-04-19
  • S66 Uniform Combined State Law Examination
    2004-04-19

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