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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-08-03 |
| FL | RA | APPROVED | 2017-06-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sabadell Securities Usa, Inc. | Miami | FL | 12/2016 | 06/2017 |
| Banco Sabadell | Miami | FL | 01/2016 | 06/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Miami | FL | 06/2017 | Present |
| Bank Of America, Na | Miami | FL | 07/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-07-12 |
| S66 | Uniform Combined State Law Examination | 2007-10-23 |
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