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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2023-10-19 |
Branch Locations
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | St. Louis | MO | 07/2010 | 05/2017 |
| Morgan Stanley Smith Barney Llc | St. Louis | MO | 07/2017 | 08/2022 |
| Randstad | St. Louis | MO | 09/2023 | 05/2024 |
| Wells Fargo Clearing Services | St. Louis | MO | 10/2023 | Present |
| Unemployed | St. Louis | MO | 08/2022 | 09/2023 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 2002-02-14 |
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