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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • DC RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

316 Pennsylvania Ave Se Ste 402, Washington, DC 20003 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Capital Bank Washington DC 04/2001 Present
Cetera Wealth Services, Llc El Segundo CA 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 04/2001 → Present
    National Capital Bank
    Washington, DC
  • 01/2013 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: NATIONAL CAPITAL BANK, INVESTMENT RELATED: YES, ADDRESS: 316 PENNSYLVANIA AVE, SE WASHINGTON DC 20003, NATURE OF BUSINESS: BANKING, START DATE: 4/2019, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF TRADING HOURS PER WEEK: 32.5, POSITION/TITLE/RELATIONSHIP: EXECUTIVE VICE PRESIDENT, BRIEF DESCRIPTION OF DUTIES: RESPONSIBLE FOR DAY TO DAY ACTIVITIES OF RETAIL NON-DEPOSIT INVESTMENT PRODUCTS ; 2. NAME OF OTHER BUSINESS: NATIONAL CAPITAL FINANCIAL GROUP, INVESTMENT RELATED: YES, ADDRESS: 316 PENNSYLVANIA, AVENUE SE STE #402, WASHINGTON DC 20003, NATURE OF BUSINESS: FINANCIAL ADVISING AND CONSULTING, START DATE: 1/1/13, APX NUMBER OF HOURS PER WEEK: 40 HOURS, APX NUMBER OF HOURS DURING TRADING HOURS: N/A, BRIEF DESCRIPTION OF DUTIES: INVESTMENT ADVISORY REPRESENTATIVE; 3. NATIONAL CAPITAL BANK, NOT INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, SERVING ON THE BOARD OF THE BANK, START 12/15/2013, <1HR/WK (NON-TRADING HOURS), BOARD MEMBER, DIRECTOR; 4. CARRY PROPERTIES LLC, NOT INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, LLC CONTAINING ONE PROPERTY IN TRUST, START 02/15/2014, 1 HR/WK (NON-TRADING HOURS), MANAGING MEMBER, DISTRIBUTE RENT TO BENEFICIARIES, ASSEMBLE TAX DOCUMENTS FOR ACCOUNTANT;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-01-24
S63 Uniform Securities Agent State Law Examination 2002-02-25
  • S65 Uniform Investment Adviser Law Examination
    2006-01-24
  • S63 Uniform Securities Agent State Law Examination
    2002-02-25
Other Names
  • Richard Andrew Didden
  • Richard Andrew Didden

View on SEC IAPD

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