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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-11-28
TN RA APPROVED 2008-03-20
  • TX RA
    APPROVED_RES
    Since 2011-11-28
  • TN RA
    APPROVED
    Since 2008-03-20

Branch Locations

310 North 1St St, Clarksville, TN 37040 • United States

2213 Crestmoor Road, Nashville, TN 37215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Clarksville TN 03/2008 Present
Previous Registrations
Other Businesses

1. 11/2/11 - LEGENDS FINANCIAL SERVICES, INC. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 8/20/2014 - MONTGOMERY COUNTY COMMISSION - Not Investment Related - MONTGOMERY COUNTY COURTHOUSE, 1 MILLENNIUM PLAZA, CLARKSVILLE, TN 37040 - COUNTY COMMISSIONER DISTRICT 15 - START 09/01/2014 - 5 Hours Per Month/0 Hours During Securities Trading - COUNTY COMMISSIONER. 3. 9/20/2021 - Montgomery County Commission Zoning Board of Appeals - Not Investment Related - 1 Millenium Plaza, Clarksville, TN 37040 - Non-Profit Board Member - Started 09/22/2021 - 1 Hour Per Month During Securities Trading - To hear and decide appeals. 4. 08/09/2022 - Montgomery County Commission- Bi County Solid Waste Management Board - Not Investment Related - 3212 Dover Road Woodlawn, TN 37191 - Non-Profit Board Member - Start Date - 07/11/2022 - 1 Hours Per Month/1 Hours During Securities Trading. 5. 01/08/2024 - Montgomery County Ethics Committee - Non-Profit Board Member - Not Investment Related - 1 Millenium Plaza, Clarksville, TN 37040 - Start Date 01/01/2024 - 1 Hour Per Month/ 0 Hours During Trading 6. 01/08/2024 - Montgomery County School Liaison Committee - Non-Profit Board Member - Liaison - Not Investment Related - 1 Millenium Plaza, Clarksville TN 37040 - Start Date 01/08/2024 - 2 Hours Per Month/ 0 Hours During Trading 7. 01/08/2024 - Montgomery County Agricultural Extension Committee - Non-Profit Board Member - Not Investment Related - 1 Millenium Plaza, Clarksville TN 37040 - Start Date 01/08/2024 - 1 Hour Per Month/ 0 Hours During Trading 8. 01/08/2024 - Montgomery County Audit Committee - Non-Profit Board Member - Not Investment Related - 1 Millenium Plaza, Clarksville TN 37040 - Start Date 01/01/2024 - 1 Hour Per Month/ 0 Hours During Trading 9. 07/09/2024 - Montgomery County Emergency Medical Services Committee - Non-Profit Board Member - Not Investment Related - 1 Milennium Plaza, Clarksville, TN 37040 - Start Date 07/08/2024 - 1 Hour Per Month/ 0 Hours During Trading 10. 01/24/2025- Montgomery County Nominating Committee- Non-Profit Board Member- Not INV Related- At Clarksville, TN - Start date 01/15/2025- 1 Hour Per Month 11. 01/24/2025- Montgomery County Land Regulation Advisory Committee- Non-Profit Board Member- Not INV Related- At Clarksville, TN - Start date 01/15/2025- 1 Hour Per Month 12. 01/24/2025- Montgomery County Rules Committee- Non-Profit Board Member- Not INV Related- At Clarksville, TN - Start date 01/15/2025- 1 Hour Per Month 13. 10/18/2024- Montgomery County Sports Authority Liaison- Non-Profit Board Member- Not INV Related- At Clarksville, TN- Start date 10/07/2024- 1 Hour Per Month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-05
S63 Uniform Securities Agent State Law Examination 2002-04-05
  • S66 Uniform Combined State Law Examination
    2007-03-05
  • S63 Uniform Securities Agent State Law Examination
    2002-04-05
Other Names
  • David L Harper

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