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Current Employers
Money Concepts Capital Corp

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2002-07-16
  • KY RA
    APPROVED
    Since 2002-07-16

Branch Locations

600 Frederica St., Owensboro, KY 42301 • United States

11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

323 Townepark Circle, Louisville, KY 40243 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Money Concepts Capital Corp Palm Beach Gardens FL 01/2002 Present
Prichard Commitee For Academic Excellence Lexington KY 10/2022 Present
  • 01/2002 → Present
    Palm Beach Gardens, FL
  • 10/2022 → Present
    Prichard Commitee For Academic Excellence
    Lexington, KY
Other Businesses

1. PRICHARD COMMITEE FOR ACADEMIC EXCELLENCE, since 10/28/2022, 2285 Executive Drive, Lexington, KY 40505, NON-INVESTMENT RELATED, CHARITY OR NON-PROFIT ORGANIZATION, LOCAL & NATIONAL EDUCATION ISSUES, ADVOCATE ON BEHALF OF THE COMMITTEE'S VIEW, HELP FUNDRAISING EFFROTS, Non-investment related, 1-10% time spent on activity during securities hrs. 2. E.M. FORD & COMPANY, LLC, 2100 FREDERICA STREET, OWNENSBORO, KY 42301, INDENPENT INSURANCE AGENCY, P & C HEALTH, LIFE, DISABILITY, DENTAL AND VISION, NON INVESTMENT-REALATED, OWNER OR SHAREHOLDER, 80 HRS. MO. CONDUCTING THIS ACTIVITY, . Personal ownership, 33%. 3. The Ford Center, Inc., P.O. Box 1751 Owensboro, KY 42302. Charity, Board Member, Non-investment related, 1-20% time spent on activity during non-securities hrs. 4. SCNM1, LLC, 2100 Frederica St. Owensboro, KY 42301. Commercial Property, Owner, Non-investment related, 1-20% time spent on activity during non-securities hrs. 5. E.M. Ford Investments and Financial Planning, DBA, OWNER, investment related, 21-40% time spent on activity during securities hrs. 6. CN Tech, LLC., DBA, NOMAD Technology Group, OWNER, Non-investment related, 1-10% time spent on activity during non-securities hrs. 7. Greater Owensboro Chamber of Commerce - Board of Directors, since 1/01/2023, 200 East 3rd. St., Owensboro, KY 42303. Board Member, Officer, Non-investment related, 1-10% time spent on activity during securities hrs.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-04-11
  • S66 Uniform Combined State Law Examination
    2002-04-11

View on SEC IAPD

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