Samuel P Holmes

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1999 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Traverse City, MI
• 06/2011 → Present
  Bank Of America, N.A.
  Traverse City, MI

Exams

• S66 Uniform Combined State Law Examination
  1999-11-23

Designations

• Certified Financial Planner

Other Names

• Sam Holmes
• Samuel Patrick Holmes