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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-03
  • NY RA
    APPROVED
    Since 2021-08-03

Branch Locations

6368 Woodhaven Blvd Ste A, Rego Park, NY 11374 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments Inc Rego Park NY 03/2011 Present
Primerica Financial Services Rego Park NY 02/2008 Present
  • 03/2011 → Present
    Rego Park, NY
  • 02/2008 → Present
    Primerica Financial Services
    Rego Park, NY
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Ruiz Consulting, Non-Investment Related, 9318 101st Avenue Ozone Park, NY, 11416, Tax Preparation, Owner, 1998 - present, up to 6 hours a month (0 hours per month during securities trading hours).

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-11-09
  • S63 Uniform Securities Agent State Law Examination
    1999-11-09

View on SEC IAPD

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