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Ines Romero

Pfs Investments Inc.

Rego Park, NY

CRD 4358613

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Employer firm

Pfs Investments Inc. CRD 10111

$15.5B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-03
  • NY RA
    APPROVED
    Since 2021-08-03

Branch Locations

6368 Woodhaven Blvd, Rego Park, NY 11374 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Rego Park NY 03/2000 Present
Pfs Investments Inc. Rego Park NY 11/2001 Present
  • 03/2000 → Present
    Primerica Financial Services
    Rego Park, NY
  • 11/2001 → Present
    Rego Park, NY
Other Businesses

Sales Of Investment-Related Products, Part-Time or Full-Time, For Companies Affiliated with PFS Investments Inc. I May Also Receive Non-Investment Related Compensation from Primerica Mortgage, LLC For the Sale of Loan Products And/or Primerica Client Services, Inc. (A Co-Located Affiliate of PFS Investments Inc.) For Part-Time Referrals of Home Security and Automation Products, As Well As Other Home Related Services.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-08-08
  • S63 Uniform Securities Agent State Law Examination
    2001-08-08
Other Names
  • Ines Mareco

View on SEC IAPD

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