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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-11-06
  • TX RA
    APPROVED
    Since 2020-11-06

Branch Locations

6220 St. Hwy. 6, Missouri City, TX 77459 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Missouri City TX 04/2017 Present
Capital One Bank Na Missouri City TX 01/2011 03/2017
Jpmorgan Chase Bank, N.A. Missouri City TX 04/2017 Present
  • 04/2017 → Present
    Missouri City, TX
  • 01/2011 → 03/2017
    Capital One Bank Na
    Missouri City, TX
  • 04/2017 → Present
    Jpmorgan Chase Bank, N.A.
    Missouri City, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-20
S63 Uniform Securities Agent State Law Examination 2017-05-24
  • S66 Uniform Combined State Law Examination
    2020-07-20
  • S63 Uniform Securities Agent State Law Examination
    2017-05-24
Other Names
  • Jody Le
  • Ngan Thuy Le
  • Ngan Thuy Le
  • Jodi Le

View on SEC IAPD

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