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Dennis Edward Ulrich

LPl Financial LLC

Edwardsville, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2002-05-21
  • IL RA
    APPROVED
    Since 2002-05-21

Branch Locations

143 N. Kansas Street, Edwardsville, IL 62025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scheffel & Company Edwardsville IL 09/1977 Present
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) Edwardsville IL 01/2002 Present
  • 09/1977 → Present
    Scheffel & Company
    Edwardsville, IL
  • 01/2002 → Present
    Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
    Edwardsville, IL
Other Businesses

1. 5/21/2002 - DBA ONLY - SCHEFFEL FINANCIAL SERVICES, INC. - EDWARDSVILLE, IL. 2. 5/21/2002 - CPA AFFILIATE PROGRAM - SCHEFFEL & CO. - CPA FIRM. 3. 12/20/2006 - OTHER-NON-SECURITIES RELATED OUTSIDE EMPLOYMENT - ULRICH FAMILY FARMS - I GREW UP ON A FARM AND L LIVE THERE TODAY. THEREFORE, THE DUTIES ARE RELATED TO OWNING AND MANAGING ISSUES WITH A FAMILY FARM OPERATION. TITLE, DUTIES, AND AUTHORITY ARE UNOFFICIAL AS OWNER/MANGER. I WEAR MANY HATS IN THIS CAPAPCITY. - 5% TIME SPENT - EDWARDSVILLE, IL 4. 10/17/2018 - Scheffel & Company P.C., DBA Scheffel Boyle - No address listed - Not Investment Related - CPA Affiliate Program.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-05-20
  • S66 Uniform Combined State Law Examination
    2002-05-20

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