Best Investors Account Sign in
Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2022-07-15
TX RA APPROVED 2022-07-15
  • LA RA
    APPROVED
    Since 2022-07-15
  • TX RA
    APPROVED
    Since 2022-07-15

Branch Locations

4319 Bluebonnet Blvd, Baton Rouge, LA 70809 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Baton Rouge LA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Baton Rouge LA 11/2016 07/2022
Wells Fargo Advisors Financial Network, Llc Baton Rouge LA 07/2022 Present
Previous Registrations
  • 2009-03-13 → 2022-07-15
    Baton Rouge, LA
  • 2008-10-01 → 2009-04-06
    Baton Rouge, LA
  • 2006-09-27 → 2008-10-01
    J.P. Morgan Securities Inc.
    Baton Rouge, LA
  • 2002-06-26 → 2006-09-27
    Banc One Securities Corporation
    Baton Rouge, LA
    Baton Rouge, LA
    Chicago, IL
Other Businesses

MARK'S PROP SHOP, NOT INV RELATED, BRUSLY, LA, 100% OWNERSHIP WITH SPOUSE, START 4/1/2002, 2 HOURS PER MONTH, ZERO HOURS DURING TRADING, BOOKKEEPING FOR SPOUSES MARINE PROPELLER REPAIR.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-06-20
  • S66 Uniform Combined State Law Examination
    2002-06-20

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Baton Rouge, LA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor