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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-02
IL RA APPROVED 2018-10-09
  • TX RA
    APPROVED_RES
    Since 2019-01-02
  • IL RA
    APPROVED
    Since 2018-10-09

Branch Locations

1160 N Plaza Drive, Schaumburg, IL 60173 • United States

100 West Higgins Road Suite A-1, South Barrington, IL 60010-9408 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Deerfield IL 08/2013 09/2018
Charles Schwab & Co., Inc. Barrington IL 09/2018 Present
Charles Schwab Bank Barrington IL 09/2018 Present
Previous Registrations
Other Businesses

1) Author | Investment Related:No|14 Spring Lane|Barrington Hills|IL|60010|USA|Performing/Fine Arts|Author|10/9/2018|Less than 20|0|AUTHOR OF HISTORICAL FICTION/SCREEN PLAY/NOVEL. MARKETING, AGENT/PUBLISHER, NEGOTIATIONS, RESEARCH AND DEVELOPMENT FOR NEW MATERIAL. DEVOTE 2 HRS PER WEEK AND 0 HRS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-05-08
  • S66 Uniform Combined State Law Examination
    2002-05-08
Other Names
  • Sal Guccione
  • Salvatore John Guccione
  • Salvatore John Guccione
  • Sal John Guccione

View on SEC IAPD

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