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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-11-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Phoenix | AZ | 01/2002 | 11/2017 |
| Lpl Financial Llc | Phoenix | AZ | 11/2017 | Present |
1. 11/29/2017 - No Business Name - Investment Related - Non-Variable Insurance - Fixed insurance sales - Life, Health and Disability. 2. 10/18/2019 - CC Asset Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/07/2019 - 160 Hours Per Month During Securities Trading - Life, disability, and long term care insurance.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-05-02 |
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