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Current Employers
Stonex Advisors Inc.

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2016-06-30
  • NC RA
    APPROVED
    Since 2016-06-30

Branch Locations

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

20915 Catawba Ave, Cornelius, NC 28031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stonex Securities Inc Charlotte NC 02/2012 Present
Stonex Advisors Inc Charlotte NC 06/2016 Present
  • 02/2012 → Present
    Stonex Securities Inc
    Charlotte, NC
  • 06/2016 → Present
    Charlotte, NC
Previous Registrations
  • 2012-06-18 → 2016-06-30
    Intl Advisory Consultants Inc.
    Cornelius, NC
  • 2010-03-11 → 2012-03-01
    Cornelius, NC
    Charlotte, NC
  • 2008-06-16 → 2010-03-10
    Huntersville, NC
    Davidson, NC
    Naples, FL
    Davidson, NC
    Cornelius, NC
    Denver, NC
    Denver, NC
    Davidson, NC
  • 2004-07-09 → 2008-06-16
    Uvest Financial Services Group, Inc.
    Falls Church, VA
    Baltimore, MD
    Cornelius, NC
    Charlotte, NC
    Cornelius, NC
  • 2003-02-25 → 2004-05-12
    Raymond James Financial Services, Inc.
    Fairfax, VA
  • 2002-05-08 → 2003-02-20
    Howard Weil Incorporated
    Mclean, VA
Other Businesses

1) SYNERGY INSURANCE GROUP; AGENT; 17830 STATESVILLE RD # 235 CORNELIUS, NC 28031; SELLING INSURANCE PRODUCTS AND FIXED ANNUITIES; NOT BUSINESS INVESTMENT RELATED; START RELATIONSHIP 04/01/2010; APPX 30-40 HOURS PER MONTH; 1.0/WEEK DURING SECURITIES TRADING HOURS;SELLING LTC, DIABILITY AND LIFE INSURANCE PRODUCTS. 2) PIEDMONT WEALTH SERVICES INC. DBA| 17830 STATESVILLE RD STE 215 CORNELIUS, NC 28031| NATURE OF BUSINESS: FUTURE USE - DBA| INVESTMENT RELATED| OWNER| DUTIES: RESERVING NAME FOR DBA| START DATE: 7.27.2011|HOURS DEVOTED TO BUSINESS: 0 HOURS/WEEK| HOURS DEVOTED TO BUSINESS DURING MARKET HOURS: 0 HOURS/WEEK. 3) Kann-Corn Properties 2975 Dale Earnhardt Blvd, Kannapolis, NC 28083 05/29/2019 Title: 25% owner Not Investment Related Nature: Rental Property Owner Duties: Property Owner Approximately two hours per month with zero during market hours. 4)Lake Norman Advisors DBA 20915 Catawba Ave Cornelius, NC 28031 Nature of Business: Want to start using the name for our local office. Want to put any income I make from our office group which is only Michael Ames right now, but hopefully in the future we will have a CPA on staff as well as an Estate attorney through this DBA. Investment Related: Yes Title: Owner Start Date: 08/31/2020 Duties: I will be support and help pay bills and be owner. Hours Devoted to Business: 30-50 Hours Devoted to Business during Market Hours: 3-4 5) R&D HANDYMAN SERVICES 17820 LARGO PL, CORNELIUS, NC 28031 NATURE OF BUSINESS: HOME MAINTENANCE, SMALL REPAIRS AND HOME UPGRADES. HANDYMAN ITEMS INVESTMENT RELATED: NO BUSINESS POSITION, TITLE OR ASSOCIATION: MANAGING MEMBER BUSINESS DUTIES: OWNER SINCLE LLC BUSINESS START DATE: 02/26/2021 APPROXIMATELY 20 HOURS SPENT ON THIS OBA MONTHLY WITH ZERO DURING MARKET HOURS. 6) ERIC SCHIEFEN AND RYAN DANTINNE JTIC 17820 LARGO PL, CORNELIUC, NC 28031 NATURE OF BUSINESS: RENTAL PROPERTY INVESTMENT RELATED: NO BUSINESS POSITION: JOINT OWNER BUSINESS DUTIES: COLLECTING RENT BUSINESS START DATE: 03/01/2021 APPROXIMATELY TWO HOURS SPENT ON THIS OBA MONTHLY WITH ZERO SPENT DURING MARKET HOURS MONTHLY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-05-07
  • S66 Uniform Combined State Law Examination
    2002-05-07

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