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2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2016-06-30 |
Branch Locations
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
20915 Catawba Ave, Cornelius, NC 28031 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stonex Securities Inc | Charlotte | NC | 02/2012 | Present |
| Stonex Advisors Inc | Charlotte | NC | 06/2016 | Present |
1) SYNERGY INSURANCE GROUP; AGENT; 17830 STATESVILLE RD # 235 CORNELIUS, NC 28031; SELLING INSURANCE PRODUCTS AND FIXED ANNUITIES; NOT BUSINESS INVESTMENT RELATED; START RELATIONSHIP 04/01/2010; APPX 30-40 HOURS PER MONTH; 1.0/WEEK DURING SECURITIES TRADING HOURS;SELLING LTC, DIABILITY AND LIFE INSURANCE PRODUCTS. 2) PIEDMONT WEALTH SERVICES INC. DBA| 17830 STATESVILLE RD STE 215 CORNELIUS, NC 28031| NATURE OF BUSINESS: FUTURE USE - DBA| INVESTMENT RELATED| OWNER| DUTIES: RESERVING NAME FOR DBA| START DATE: 7.27.2011|HOURS DEVOTED TO BUSINESS: 0 HOURS/WEEK| HOURS DEVOTED TO BUSINESS DURING MARKET HOURS: 0 HOURS/WEEK. 3) Kann-Corn Properties 2975 Dale Earnhardt Blvd, Kannapolis, NC 28083 05/29/2019 Title: 25% owner Not Investment Related Nature: Rental Property Owner Duties: Property Owner Approximately two hours per month with zero during market hours. 4)Lake Norman Advisors DBA 20915 Catawba Ave Cornelius, NC 28031 Nature of Business: Want to start using the name for our local office. Want to put any income I make from our office group which is only Michael Ames right now, but hopefully in the future we will have a CPA on staff as well as an Estate attorney through this DBA. Investment Related: Yes Title: Owner Start Date: 08/31/2020 Duties: I will be support and help pay bills and be owner. Hours Devoted to Business: 30-50 Hours Devoted to Business during Market Hours: 3-4 5) R&D HANDYMAN SERVICES 17820 LARGO PL, CORNELIUS, NC 28031 NATURE OF BUSINESS: HOME MAINTENANCE, SMALL REPAIRS AND HOME UPGRADES. HANDYMAN ITEMS INVESTMENT RELATED: NO BUSINESS POSITION, TITLE OR ASSOCIATION: MANAGING MEMBER BUSINESS DUTIES: OWNER SINCLE LLC BUSINESS START DATE: 02/26/2021 APPROXIMATELY 20 HOURS SPENT ON THIS OBA MONTHLY WITH ZERO DURING MARKET HOURS. 6) ERIC SCHIEFEN AND RYAN DANTINNE JTIC 17820 LARGO PL, CORNELIUC, NC 28031 NATURE OF BUSINESS: RENTAL PROPERTY INVESTMENT RELATED: NO BUSINESS POSITION: JOINT OWNER BUSINESS DUTIES: COLLECTING RENT BUSINESS START DATE: 03/01/2021 APPROXIMATELY TWO HOURS SPENT ON THIS OBA MONTHLY WITH ZERO SPENT DURING MARKET HOURS MONTHLY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-05-07 |
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