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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-09-19 |
| FL | RA | APPROVED | 2024-09-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Charlotte | NC | 12/2009 | 09/2016 |
| First Niagara Securities | Washington | PA | 12/2009 | 09/2016 |
| Key Investment Services Llc | Washington | PA | 09/2016 | 11/2016 |
| Keybank | Pepper Pike | OH | 12/2009 | 11/2016 |
| Key Investment Services, Llc | Pepper Pike | OH | 11/2016 | 05/2022 |
| Keybank | Washington | PA | 11/2016 | 05/2022 |
| Key Investment Services Llc | Brooklyn | OH | 05/2022 | 07/2024 |
| Keybank | Washington | PA | 05/2022 | 07/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Tampa | FL | 08/2024 | Present |
| Bank Of America, N.A. | Tampa | FL | 09/2024 | Present |
Name of the other businessAvon Whether the business is investment-relatedn/a Address of the other businessHomosassa FL 34446 Nature of the other businessCosmetics Your positionIndependent rep Title, or relationship with the other business Independent rep Start date of your relationship2021 Approximate number of hours/month you devote to the other business1 hour Number of hours you devote to the other business during securities trading hours0 Briefly describe your duties relating to the other businessVery rarely sell anymore. Just signed up to!
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 2002-03-11 |
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