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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-03-04
FL RA APPROVED 2002-06-01
  • TX RA
    APPROVED
    Since 2019-03-04
  • FL RA
    APPROVED
    Since 2002-06-01

Branch Locations

10917 Dylan Loren Cir Ste A, Orlando, FL 32825 • United States

Orlando, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Orlando FL 09/2005 03/2020
Ameriprise Financial Services, Llc Orlando FL 03/2020 Present
Other Businesses

Business Ownership; MP 007 Ventures LLC; ; Consulting; 10917 Dylan Loren Circle Suite A Orlando Fl 32827, ,; Not Investment-Related; 07/03/2017; 60 hours per month; 60 during trading hours / Marlowe, Petty & Associates LLC; ; The LLC is set up for our practice with Ameriprise.; 10917 Dylan Loren Circle, Ste A Orlando, FL 32825, ,; Not Investment-Related; 04/27/2011; 20 to 39 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-05-23
  • S66 Uniform Combined State Law Examination
    2002-05-23

View on SEC IAPD

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