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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-01-02
DE RA APPROVED 2011-03-24
  • TX RA
    APPROVED
    Since 2019-01-02
  • DE RA
    APPROVED
    Since 2011-03-24

Branch Locations

4021 Kennett Pike Suite A, Wilmington, DE 19807 • United States

1650 Market Street Suite 102, Philadelphia, PA 19103-7301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Wilmington DE 03/2011 Present
Charles Schwab Bank Wilmington DE 03/2011 Present
Varies Norwood PA 02/2015 Present
  • 03/2011 → Present
    Wilmington, DE
  • 03/2011 → Present
    Charles Schwab Bank
    Wilmington, DE
  • 02/2015 → Present
    Varies
    Norwood, PA
Previous Registrations
Other Businesses

1) Varies | Investment Related:No|37 Martin Ln|Norwood|PA|19074|USA|Other|Film Extra|2/3/2015|Less than 20|0|I'm on file with a few film casting agencies that could potentially result in becoming an "extra"/ background work on films shot in the Philadelphia area. Very limited time involved, no guarantee I would even be called but would like open-ended approval for opportunities if they do come up., 2) Chester Heights Fire Company No. 1 | Investment Related:No|222 Llewelyn Rd|Chester Heights|PA|19017|USA|Other|Financial Secretary|1/1/2026|Less than 20|0|? Financial Secretary o Receives all money due or contributed to the Company o Keeps a just and true account of all money received and pays them over to the Treasurer, taking receipt for the same. o It is the duty of the Corporation/Company to bond this person. o Keeps a regular account of the members' dues. Also keeps a list of names of all members in arrears and notifies them of the same. o At the first meeting of each January, provides to the Company a full report of all money received during the year o Provides a statement of his/her accounts each meeting night to the Company o Keeps his/her books and papers at all times in readiness for inspection by an auditing committee o Performs other duties as the Company may require of him/her o At the expiration of their term of office shall deliver to their successor all books, papers, and other property belonging to the office. o Is a member of Board of Directors

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-08-26
  • S66 Uniform Combined State Law Examination
    2002-08-26
Designations
Other Names
  • Michael J. Martin

View on SEC IAPD

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