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Employer firm

Sinopoli & Sinopoli Financial Services, LLC CRD 118559

$15.2M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Sinopoli & Sinopoli Financial Services, Llc

6323 Fly Road Suite 1, East Syracuse, NY 13057 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-11-12
NY RA APPROVED 2021-05-21
  • FL RA
    APPROVED
    Since 2025-11-12
  • NY RA
    APPROVED
    Since 2021-05-21

Branch Locations

6323 Fly Road Suite 1, East Syracuse, NY 13057 • United States

West Palm Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sinopoli & Sinopoli Financial Services, Llc East Syracuse NY 11/2001 Present
Sinopoli & Sinopoli, Certified Public Accountants, P.C. East Syracuse NY 08/1983 Present
Other Businesses

SINOPOLI & SINOPOLI, CERTIFIED PUBLIC ACCOUNTANTS, P.C.; NOT INVESTMENT-RELATED; 6323 FLY ROAD, SUITE 1, EAST SYRACUSE, NY 13057; ACCOUNTING FIRM; VICE PRESIDENT; START 08/1983; MR. SINOPOLI SPENDS THE MAJORITY OF HIS TIME ON THE ACCOUNTING PRACTICE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-05-06
  • S65 Uniform Investment Adviser Law Examination
    2003-05-06

View on SEC IAPD

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