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401 Union Street 18Th Floor, Seattle, WA 98101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-01-31 |
Branch Locations
401 Union Street 18Th Floor, Seattle, WA 98101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Atlanta | GA | 01/2016 | 01/2017 |
| Frontier Asset Management, Llc | Sheridan | WY | 02/2017 | 08/2024 |
| Russell Investments | Seattle | WA | 08/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-04 |
| S63 | Uniform Securities Agent State Law Examination | 2002-05-17 |
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