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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-09-14
TX RA APPROVED 2021-09-14
  • PA RA
    APPROVED
    Since 2021-09-14
  • TX RA
    APPROVED
    Since 2021-09-14

Branch Locations

220 Gibraltar Road Suite 350, Horsham, PA 19044-2306 • United States

Phoenixville, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Company Wayne PA 04/2010 08/2019
Park Avenue Securities Wayne PA 04/2010 08/2019
Guardian Life Insurance Company King Of Prussia PA 08/2019 09/2021
Park Avenue Securities King Of Prussia PA 08/2019 09/2021
Massmutual Life Insurance Co Horsham PA 09/2021 Present
Mml Investors Services, Llc Horsham PA 09/2021 Present
  • 04/2010 → 08/2019
    Guardian Life Insurance Company
    Wayne, PA
  • 04/2010 → 08/2019
    Park Avenue Securities
    Wayne, PA
  • 08/2019 → 09/2021
    Guardian Life Insurance Company
    King Of Prussia, PA
  • 08/2019 → 09/2021
    Park Avenue Securities
    King Of Prussia, PA
  • 09/2021 → Present
    Massmutual Life Insurance Co
    Horsham, PA
  • 09/2021 → Present
    Horsham, PA
Previous Registrations
Other Businesses

(1) NAME: JAMES S. BOYD INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: OUTSIDE INSURANCE POSITION: AGENT START DATE: 09/01/2021 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: LIFE, DISABILITY, FIXED ANNUITIES. (2) NAME: PA AVE LLC INV REL: Y ADD: 13725 PENNSYLVANIA AVE, HAGERSTOWN, MD 21742 NATURE: PROPERTY OWNED UNDER THE LLC. RECEIVE K1 FOR DIST OF RENTAL INCOME. PASSIVE INVESTOR POSITION: PARTNER START DATE: 08/01/2020 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: NONE. NO INPUT IN ANY DAILY OPERATIONS. ONLY PASSIVE INCOME INVESTOR. (3) NAME: 404. E JEFFERSON AVE LLC INV REL: Y ADD: 1605 HORSESHOE TRAIL, PHOENIXVILLE, PA 19460 NATURE: PROPERTY OWNED UNDER LLC. RECEIVE K1 FOR DIST OF RENTAL INCOME. PASSIVE INVESTOR POSITION: PARTNER (LIMITED) START DATE: 01/01/2017 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: NONE, NO INPUT IN ANY DAILY OPERATIONS. ONLY PASSIVE INCOME INVESTOR (4) NAME: BMC WEALTH MANAGEMENT LLC INV REL: Y ADD: 220 GIBRALTAR ROAD, SUITE 350, HORSHAM PA 19044 NATURE: LLC FORMATION POSITION: MEMBER START DATE: 01/31/2023 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: LLC IS USED FOR EXPENSES AND COMPENSATIONS FOR ADVISORY FEES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-08-23
  • S66 Uniform Combined State Law Examination
    2002-08-23
Designations
Other Names
  • James Stanley Boyd

View on SEC IAPD

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