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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2021-09-14 |
| TX | RA | APPROVED | 2021-09-14 |
Branch Locations
220 Gibraltar Road Suite 350, Horsham, PA 19044-2306 • United States
Phoenixville, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | Wayne | PA | 04/2010 | 08/2019 |
| Park Avenue Securities | Wayne | PA | 04/2010 | 08/2019 |
| Guardian Life Insurance Company | King Of Prussia | PA | 08/2019 | 09/2021 |
| Park Avenue Securities | King Of Prussia | PA | 08/2019 | 09/2021 |
| Massmutual Life Insurance Co | Horsham | PA | 09/2021 | Present |
| Mml Investors Services, Llc | Horsham | PA | 09/2021 | Present |
(1) NAME: JAMES S. BOYD INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: OUTSIDE INSURANCE POSITION: AGENT START DATE: 09/01/2021 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: LIFE, DISABILITY, FIXED ANNUITIES. (2) NAME: PA AVE LLC INV REL: Y ADD: 13725 PENNSYLVANIA AVE, HAGERSTOWN, MD 21742 NATURE: PROPERTY OWNED UNDER THE LLC. RECEIVE K1 FOR DIST OF RENTAL INCOME. PASSIVE INVESTOR POSITION: PARTNER START DATE: 08/01/2020 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: NONE. NO INPUT IN ANY DAILY OPERATIONS. ONLY PASSIVE INCOME INVESTOR. (3) NAME: 404. E JEFFERSON AVE LLC INV REL: Y ADD: 1605 HORSESHOE TRAIL, PHOENIXVILLE, PA 19460 NATURE: PROPERTY OWNED UNDER LLC. RECEIVE K1 FOR DIST OF RENTAL INCOME. PASSIVE INVESTOR POSITION: PARTNER (LIMITED) START DATE: 01/01/2017 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: NONE, NO INPUT IN ANY DAILY OPERATIONS. ONLY PASSIVE INCOME INVESTOR (4) NAME: BMC WEALTH MANAGEMENT LLC INV REL: Y ADD: 220 GIBRALTAR ROAD, SUITE 350, HORSHAM PA 19044 NATURE: LLC FORMATION POSITION: MEMBER START DATE: 01/31/2023 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: LLC IS USED FOR EXPENSES AND COMPENSATIONS FOR ADVISORY FEES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-08-23 |
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